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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWX icon
426
State Street SPDR S&P International Dividend ETF
DWX
$530M
$927K 0.02%
23,070
-1,325
-5% -$52.7K
PFF icon
427
iShares Preferred and Income Securities ETF
PFF
$13.2B
$916K 0.02%
24,365
+7,076
+41% +$264K
ACWX icon
428
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$913K 0.02%
18,580
+2,000
+12% +$95.4K
SPLV icon
429
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
$911K 0.02%
15,620
-400
-2% -$22.9K
IVE icon
430
iShares S&P 500 Value ETF
IVE
$50.1B
$910K 0.02%
6,994
– –
NWL icon
431
Newell Brands
NWL
$2.61B
$908K 0.02%
47,261
-49,589
-51% -$955K
SCHM icon
432
Schwab US Mid-Cap ETF
SCHM
$15.1B
$908K 0.02%
45,309
+9,216
+26% +$178K
XLP icon
433
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$907K 0.02%
14,401
+7,605
+112% +$468K
LQD icon
434
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$899K 0.02%
7,025
-16
-0.2% -$2.04K
TT icon
435
Trane Technologies
TT
$107B
$897K 0.02%
6,750
-160
-2% -$20.3K
VOD icon
436
Vodafone
VOD
$36.4B
$877K 0.02%
45,347
-38,855
-46% -$774K
NOBL icon
437
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$876K 0.02%
23,190
– –
IXN icon
438
iShares Global Tech ETF
IXN
$9.2B
$872K 0.02%
24,870
-900
-3% -$29.5K
SAP icon
439
SAP
SAP
$242B
$864K 0.02%
6,447
-69
-1% -$9.07K
AMLP icon
440
Alerian MLP ETF
AMLP
$13.3B
$863K 0.02%
20,300
+708
+4% +$29.7K
ABCB icon
441
Ameris Bancorp
ABCB
$5.91B
$857K 0.02%
20,150
-2,925
-13% -$125K
HYG icon
442
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$856K 0.02%
9,732
-37
-0.4% -$3.22K
ROBO icon
443
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$851K 0.02%
20,260
– –
VALE icon
444
Vale
VALE
$63.2B
$849K 0.02%
64,315
+750
+1% +$9.01K
ELV icon
445
Elevance Health
ELV
$85.9B
$848K 0.02%
2,809
+91
+3% +$25K
BATRA icon
446
Atlanta Braves Holdings Series A
BATRA
$3.43B
$843K 0.02%
28,428
– –
PGF icon
447
Invesco Financial Preferred ETF
PGF
$668M
$841K 0.02%
44,574
-890
-2% -$16.7K
VTEB icon
448
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$840K 0.02%
15,697
+10,522
+203% +$563K
BKNG icon
449
Booking.com
BKNG
$160B
$838K 0.02%
10,200
-20,050
-66% -$1.57M
MOS icon
450
The Mosaic Company
MOS
$7.46B
$838K 0.02%
38,731
-7,800
-17% -$155K
16 17
18
19 20

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.