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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
426
BP
BP
$107B
$874K 0.02%
22,708
-2,337
-9% -$84.7K
AVY icon
427
Avery Dennison
AVY
$13.4B
$861K 0.02%
7,500
– –
ING icon
428
ING
ING
$102B
$859K 0.02%
46,559
– –
CME icon
429
CME Group
CME
$94.8B
$855K 0.02%
5,855
-500
-8% -$71.2K
DON icon
430
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$842K 0.02%
23,868
+2,343
+11% +$80.2K
ADP icon
431
Automatic Data Processing
ADP
$108B
$820K 0.02%
6,999
+39
+0.6% +$4.46K
PFXF icon
432
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$818K 0.02%
41,625
-846
-2% -$16.8K
TSLA icon
433
Tesla
TSLA
$1.3T
$817K 0.02%
39,360
+3,255
+9% +$70.8K
CG icon
434
Carlyle Group
CG
$17.2B
$811K 0.02%
35,425
+200
+0.6% +$4.47K
PX
435
DELISTED
Praxair Inc
PX
$808K 0.02%
5,222
-700
-12% -$104K
PFF icon
436
iShares Preferred and Income Securities ETF
PFF
$13.2B
$794K 0.02%
20,849
-9,778
-32% -$375K
BGT icon
437
BlackRock Floating Rate Income Trust
BGT
$325M
$790K 0.02%
56,768
-888
-2% -$12.4K
IXUS icon
438
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$773K 0.01%
12,250
-100
-0.8% -$6.22K
CPA icon
439
Copa Holdings
CPA
$5.8B
$771K 0.01%
5,750
+125
+2% +$16.3K
OMC icon
440
Omnicom Group
OMC
$23.4B
$765K 0.01%
10,501
-508
-5% -$36.4K
SIX
441
DELISTED
Six Flags Entertainment Corp.
SIX
$754K 0.01%
11,330
-180
-2% -$11.5K
DWX icon
442
State Street SPDR S&P International Dividend ETF
DWX
$533M
$746K 0.01%
18,110
+1,525
+9% +$62K
SR icon
443
Spire
SR
$4.85B
$746K 0.01%
9,925
-2,010
-17% -$156K
DES icon
444
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$745K 0.01%
25,650
+750
+3% +$21.4K
HAIN icon
445
Hain Celestial
HAIN
$53.7M
$744K 0.01%
17,560
-6,590
-27% -$261K
TJX icon
446
TJX Companies
TJX
$178B
$743K 0.01%
19,438
+160
+0.8% +$5.8K
VXUS icon
447
Vanguard Total International Stock ETF
VXUS
$163B
$736K 0.01%
12,963
-275
-2% -$15.4K
SCHD icon
448
Schwab US Dividend Equity ETF
SCHD
$106B
$735K 0.01%
43,071
+2,412
+6% +$39.6K
IXN icon
449
iShares Global Tech ETF
IXN
$9.26B
$733K 0.01%
28,620
-2,100
-7% -$53.2K
PUK icon
450
Prudential
PUK
$35.2B
$727K 0.01%
14,769
– –
16 17
18
19 20

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SFM
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HKAM
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SUT
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.