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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Industrials 14.25%
2 Healthcare 12.75%
3 Communication Services 12.66%
4 Technology 12.17%
5 Consumer Discretionary 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
426
Johnson Controls International
JCI
$91.3B
$619K 0.01%
13,434
-859
-6% -$43.3K
THO icon
427
Thor Industries
THO
$4.14B
$617K 0.01%
11,975
-104,239
-90% -$5.58M
DGS icon
428
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$612K 0.01%
13,240
-5,785
-30% -$282K
CPA icon
429
Copa Holdings
CPA
$5.58B
$611K 0.01%
5,691
-195
-3% -$26K
BXP icon
430
Boston Properties
BXP
$10.8B
$609K 0.01%
5,260
-50
-0.9% -$5.98K
HMC icon
431
Honda
HMC
$41.2B
$609K 0.01%
17,763
-135
-0.8% -$4.67K
RDY icon
432
Dr. Reddy's Laboratories
RDY
$10.1B
$609K 0.01%
57,965
-16,010
-22% -$151K
PFF icon
433
iShares Preferred and Income Securities ETF
PFF
$13.2B
$606K 0.01%
15,333
+8,927
+139% +$354K
BTE icon
434
Baytex Energy
BTE
$3.06B
$605K 0.01%
15,975
-596
-4% -$25.3K
NLY icon
435
Annaly Capital Management
NLY
$17.3B
$601K 0.01%
14,072
-984
-7% -$45K
TNH
436
DELISTED
Terra Nitrogen
TNH
$601K 0.01%
4,165
+140
+3% +$20.4K
SU icon
437
Suncor Energy
SU
$73.4B
$598K 0.01%
16,547
-1,600
-9% -$64.2K
HSBC icon
438
HSBC
HSBC
$354B
$593K 0.01%
13,537
-522
-4% -$23.8K
RSG icon
439
Republic Services
RSG
$65.7B
$593K 0.01%
15,186
-900
-6% -$34.6K
BNS icon
440
Scotiabank
BNS
$108B
$591K 0.01%
10,189
-427
-4% -$26.6K
PGX icon
441
Invesco Preferred ETF
PGX
$3.76B
$584K 0.01%
40,400
-6,139
-13% -$89.1K
WILC icon
442
G. Willi-Food International
WILC
$391M
$584K 0.01%
82,547
-5,400
-6% -$39.3K
TOO
443
DELISTED
Teekay Offshore Partners L.P.
TOO
$584K 0.01%
17,381
– –
ISRG icon
444
Intuitive Surgical
ISRG
$139B
$580K 0.01%
11,295
+1,305
+13% +$64.8K
IXN icon
445
iShares Global Tech ETF
IXN
$9.17B
$574K 0.01%
37,638
-2,394
-6% -$36.5K
CHKP icon
446
Check Point Software Technologies
CHKP
$13.4B
$568K 0.01%
8,210
-195
-2% -$13.3K
AEE icon
447
Ameren
AEE
$29.6B
$560K 0.01%
14,618
-300
-2% -$11.7K
MYN icon
448
BlackRock MuniYield New York Quality Fund
MYN
$376M
$554K 0.01%
43,203
-5,800
-12% -$74.8K
FRC
449
DELISTED
First Republic Bank
FRC
$551K 0.01%
11,160
+4,325
+63% +$212K
TS icon
450
Tenaris
TS
$27.4B
$547K 0.01%
11,998
– –
16 17
18
19 20

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Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.