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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOMD icon
401
Nomad Foods
NOMD
$1.61B
$1.04M 0.02%
46,380
+1,025
+2% +$20.9K
FBT icon
402
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.82B
$1.03M 0.02%
6,931
+165
+2% +$22.7K
CIBR icon
403
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$1.03M 0.02%
34,215
+11,640
+52% +$340K
OHI icon
404
Omega Healthcare
OHI
$14B
$1.03M 0.02%
24,255
-3,279
-12% -$139K
USB icon
405
US Bancorp
USB
$100B
$1.02M 0.02%
17,282
-119
-0.7% -$6.88K
KR icon
406
Kroger
KR
$34.7B
$1.02M 0.02%
35,073
+300
+0.9% +$7.95K
PAYX icon
407
Paychex
PAYX
$42.9B
$1.01M 0.02%
11,896
-36
-0.3% -$3.04K
ADM icon
408
Archer Daniels Midland
ADM
$38.6B
$1.01M 0.02%
21,769
-247
-1% -$10.5K
SNY icon
409
Sanofi
SNY
$105B
$1.01M 0.02%
20,080
-5,900
-23% -$276K
OEF icon
410
iShares S&P 100 ETF
OEF
$20.5B
$997K 0.02%
6,922
+307
+5% +$42.1K
BWA icon
411
BorgWarner
BWA
$14.3B
$995K 0.02%
26,068
-508
-2% -$18.6K
TSM icon
412
TSMC
TSM
$2.18T
$988K 0.02%
16,998
+175
+1% +$9.28K
R icon
413
Ryder
R
$10.1B
$986K 0.02%
18,155
+50
+0.3% +$2.6K
FRC
414
DELISTED
First Republic Bank
FRC
$986K 0.02%
8,393
-374
-4% -$40.4K
EEM icon
415
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$985K 0.02%
21,949
+673
+3% +$28.9K
AVY icon
416
Avery Dennison
AVY
$13.6B
$981K 0.02%
7,500
– –
CG icon
417
Carlyle Group
CG
$17.8B
$978K 0.02%
30,475
-600
-2% -$17K
HDS
418
DELISTED
HD Supply Holdings, Inc.
HDS
$978K 0.02%
24,316
+216
+0.9% +$8.59K
EXC icon
419
Exelon
EXC
$46.1B
$972K 0.02%
29,891
-912
-3% -$29.5K
VYMI icon
420
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$971K 0.02%
15,217
-5
-0% -$309
SCHX icon
421
Schwab US Large- Cap ETF
SCHX
$74.5B
$968K 0.02%
75,654
-2,208
-3% -$27.1K
ABB
422
DELISTED
ABB Ltd
ABB
$949K 0.02%
39,385
-3,875
-9% -$83K
CAG icon
423
Conagra Brands
CAG
$7.05B
$944K 0.02%
27,580
-225
-0.8% -$6.52K
VOOG icon
424
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$933K 0.02%
32,100
-4,500
-12% -$125K
DGRO icon
425
iShares Core Dividend Growth ETF
DGRO
$43.8B
$930K 0.02%
22,100
-300
-1% -$12.1K
15 16
17
18 19

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.