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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.42B
AUM Growth
+$221M
Cap. Flow
-$47.9M
Cap. Flow %
-0.88%
Top 10 Hldgs %
19.19%
Holding
703
New
29
Increased
193
Reduced
378
Closed
36

Top Buys

Rank Stock Value
1
FNSR
Finisar Corp
FNSR
+$31M
2
AMBA icon
Ambarella
AMBA
+$17.7M
3
DD icon
DuPont de Nemours
DD
+$16.7M
4
CYTK icon
Cytokinetics
CYTK
+$13.8M
5
ALDR
Alder Biopharmaceuticals
ALDR
+$12.6M

Top Sells

Rank Stock Value
1
LRCX icon
Lam Research
LRCX
+$16.4M
2
DD
Du Pont De Nemours E I
DD
+$16.3M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$14.1M
4
MBLY
Mobileye N.V.
MBLY
+$8.76M
5
WFC icon
Wells Fargo
WFC
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 21.26%
2 Healthcare 14.42%
3 Communication Services 14.02%
4 Industrials 10.15%
5 Financials 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
401
CSX Corp
CSX
$93.1B
$963K 0.02%
53,268
-2,100
-4% -$36K
AGU
402
DELISTED
Agrium
AGU
$962K 0.02%
8,971
– –
HIG icon
403
Hartford Financial Services
HIG
$39.3B
$948K 0.02%
17,095
-3,198
-16% -$174K
MITL
404
DELISTED
Mitel Networks Corporation
MITL
$948K 0.02%
113,050
-6,400
-5% -$50.9K
MA icon
405
Mastercard
MA
$493B
$946K 0.02%
6,701
+364
+6% +$48.2K
TXNM
406
TXNM Energy Inc
TXNM
$5.94B
$919K 0.02%
22,800
-600
-3% -$24.4K
SQM icon
407
Sociedad Química y Minera de Chile
SQM
$20.6B
$917K 0.02%
16,480
-13,715
-45% -$616K
COF icon
408
Capital One
COF
$134B
$913K 0.02%
10,782
-200
-2% -$16.5K
RSG icon
409
Republic Services
RSG
$65.7B
$909K 0.02%
13,767
– –
SAP icon
410
SAP
SAP
$238B
$894K 0.02%
8,152
+20
+0.2% +$2.12K
VCIT icon
411
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$892K 0.02%
10,130
-432
-4% -$38K
SR icon
412
Spire
SR
$4.85B
$891K 0.02%
11,935
-200
-2% -$14.8K
APU
413
DELISTED
AmeriGas Partners, L.P.
APU
$883K 0.02%
19,640
-161
-0.8% -$7.1K
PYPL icon
414
PayPal
PYPL
$50.5B
$869K 0.02%
13,568
-4,850
-26% -$291K
BP icon
415
BP
BP
$107B
$868K 0.02%
25,045
-3,261
-12% -$104K
KLAC icon
416
KLA
KLAC
$259B
$867K 0.02%
81,830
– –
CME icon
417
CME Group
CME
$94.8B
$862K 0.02%
6,355
– –
ING icon
418
ING
ING
$102B
$858K 0.02%
46,559
-97
-0.2% -$1.75K
NXPI icon
419
NXP Semiconductors
NXPI
$60.4B
$853K 0.02%
7,544
-725
-9% -$80.9K
PFXF icon
420
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$853K 0.02%
42,471
-795
-2% -$16K
CAG icon
421
Conagra Brands
CAG
$7.23B
$844K 0.02%
25,010
+5,926
+31% +$201K
CP icon
422
Canadian Pacific Kansas City
CP
$80.5B
$832K 0.02%
24,765
-170
-0.7% -$5.41K
CG icon
423
Carlyle Group
CG
$17.2B
$831K 0.02%
35,225
+24,700
+235% +$527K
JCI icon
424
Johnson Controls International
JCI
$92.2B
$828K 0.02%
20,545
-658
-3% -$26.6K
PX
425
DELISTED
Praxair Inc
PX
$827K 0.02%
5,922
-174
-3% -$23.2K
15 16
17
18 19

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Pinnacle Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Pinnacle Associates held 703 positions worth $5.42B, up 4.3% from $5.2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Pinnacle Associates's Q3 2017 filing shows 29 new, 193 increased, 378 reduced and 36 closed positions. Its largest new stake was Finisar Corp: 1,264,460 shares worth $28M. The largest sale was Lam Research, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2017 buy was Finisar Corp: 1,264,460 shares worth $28M.
  • Pinnacle Associates added most to Ambarella in Q3 2017, an estimated $17.7M increase.
  • Pinnacle Associates's biggest Q3 2017 reduction was Lam Research, cutting an estimated $16.4M.
  • Pinnacle Associates fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $16.3M.
  • Pinnacle Associates's ten largest holdings make up 19% of its $5.42B portfolio in Q3 2017.
  • Pinnacle Associates opened 29 new positions and closed 36 in Q3 2017.
  • Pinnacle Associates's portfolio value rose 4.3% quarter-over-quarter to $5.42B.

Based on Pinnacle Associates's 13F filing for Q3 2017, filed 13 Nov 2017.