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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Industrials 14.25%
2 Healthcare 12.75%
3 Communication Services 12.66%
4 Technology 12.17%
5 Consumer Discretionary 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VE
401
DELISTED
VEOLIA ENVIRONNEMENT
VE
$714K 0.01%
40,690
+6,235
+18% +$111K
MPC icon
402
Marathon Petroleum
MPC
$90B
$712K 0.01%
16,824
-18,766
-53% -$796K
ASML icon
403
ASML
ASML
$666B
$709K 0.01%
7,176
– –
SPLV icon
404
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$706K 0.01%
20,202
+1,210
+6% +$42.4K
ALV icon
405
Autoliv
ALV
$8.92B
$702K 0.01%
10,595
+25
+0.2% +$1.84K
UL icon
406
Unilever
UL
$135B
$701K 0.01%
14,875
-199
-1% -$9.83K
BWP
407
DELISTED
Boardwalk Pipeline Partners
BWP
$699K 0.01%
37,356
+4,378
+13% +$83.7K
AB icon
408
AllianceBernstein
AB
$3.45B
$696K 0.01%
26,750
+400
+2% +$10.7K
LHX icon
409
L3Harris
LHX
$54B
$692K 0.01%
10,420
-150
-1% -$10.6K
OMC icon
410
Omnicom Group
OMC
$23.2B
$692K 0.01%
10,052
– –
IJH icon
411
iShares Core S&P Mid-Cap ETF
IJH
$127B
$684K 0.01%
25,005
-1,995
-7% -$56.2K
JEF icon
412
Jefferies Financial Group
JEF
$12.8B
$681K 0.01%
31,911
-9,490
-23% -$214K
SCHX icon
413
Schwab US Large- Cap ETF
SCHX
$74.6B
$669K 0.01%
85,380
+56,820
+199% +$447K
IVE icon
414
iShares S&P 500 Value ETF
IVE
$50B
$664K 0.01%
7,376
-1,208
-14% -$110K
AVP
415
DELISTED
Avon Products, Inc.
AVP
$664K 0.01%
52,676
– –
SPFF icon
416
Global X SuperIncome Preferred ETF
SPFF
$141M
$663K 0.01%
44,620
+10,720
+32% +$160K
VRNT
417
DELISTED
Verint Systems
VRNT
$663K 0.01%
23,417
-1,539
-6% -$39.4K
XLE icon
418
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$658K 0.01%
14,518
-1,032
-7% -$50K
PAA icon
419
Plains All American Pipeline
PAA
$16.4B
$650K 0.01%
11,040
+2,185
+25% +$128K
IWD icon
420
iShares Russell 1000 Value ETF
IWD
$84.2B
$643K 0.01%
6,425
– –
DIA icon
421
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$642K 0.01%
3,777
+1,001
+36% +$169K
NKE icon
422
Nike
NKE
$62.5B
$638K 0.01%
14,302
+402
+3% +$15.9K
EFT
423
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$629K 0.01%
43,170
– –
MA icon
424
Mastercard
MA
$493B
$627K 0.01%
8,484
+1,500
+21% +$114K
RTN
425
DELISTED
Raytheon Company
RTN
$625K 0.01%
6,155
+723
+13% +$69.3K
15 16
17
18 19

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HKAM
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SUT
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Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.