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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCF icon
376
iShares International Small Cap Equity Factor ETF
ISCF
$678M
$1.17M 0.03%
36,840
+1,385
+4% +$41.6K
ALC icon
377
Alcon
ALC
$35.9B
$1.17M 0.03%
20,603
+736
+4% +$42.2K
XLE icon
378
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$1.16M 0.03%
38,502
-9,560
-20% -$284K
ASML icon
379
ASML
ASML
$666B
$1.15M 0.03%
3,894
+60
+2% +$16.2K
BTT icon
380
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$1.14M 0.03%
47,287
+17
+0% +$407
PFN
381
PIMCO Income Strategy Fund II
PFN
$707M
$1.14M 0.03%
107,970
-1,000
-0.9% -$10.5K
XLK icon
382
State Street Technology Select Sector SPDR ETF
XLK
$122B
$1.14M 0.02%
24,770
-8,736
-26% -$374K
CWB icon
383
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$1.13M 0.02%
20,350
+150
+0.7% +$8.07K
MTB icon
384
M&T Bank
MTB
$36.3B
$1.13M 0.02%
6,649
-252
-4% -$40.9K
SCHB icon
385
Schwab US Broad Market ETF
SCHB
$44.8B
$1.13M 0.02%
87,930
-6,084
-6% -$74.7K
AEP icon
386
American Electric Power
AEP
$66.9B
$1.12M 0.02%
11,892
-46
-0.4% -$4.25K
ROST icon
387
Ross Stores
ROST
$81.7B
$1.11M 0.02%
+9,519
New +$1.07M
DAN icon
388
Dana Inc
DAN
$3.21B
$1.1M 0.02%
60,619
-2,500
-4% -$41.7K
CP icon
389
Canadian Pacific Kansas City
CP
$79.6B
$1.1M 0.02%
21,580
-500
-2% -$23.4K
CSX icon
390
CSX Corp
CSX
$92.8B
$1.1M 0.02%
45,489
+600
+1% +$14.2K
CHKP icon
391
Check Point Software Technologies
CHKP
$13.4B
$1.09M 0.02%
9,825
-550
-5% -$61.8K
ATI icon
392
ATI
ATI
$31.1B
$1.08M 0.02%
52,435
-2,400
-4% -$52K
LKFT
393
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.76B
$1.07M 0.02%
5,185
+25
+0.5% +$4.62K
SYF icon
394
Synchrony
SYF
$25.4B
$1.07M 0.02%
29,744
-25,945
-47% -$929K
DXC icon
395
DXC Technology
DXC
$1.74B
$1.07M 0.02%
28,452
-700
-2% -$22.8K
CTVA icon
396
Corteva
CTVA
$51B
$1.06M 0.02%
36,015
-2,681
-7% -$71K
AIT icon
397
Applied Industrial Technologies
AIT
$13.2B
$1.05M 0.02%
15,756
– –
XBI icon
398
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$1.05M 0.02%
11,055
+1,636
+17% +$142K
KYN icon
399
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$1.05M 0.02%
75,303
-5,097
-6% -$67.9K
MTUM icon
400
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$1.04M 0.02%
8,297
+272
+3% +$33K
14 15
16
17 18

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.