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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.12B
AUM Growth
+$288M
Cap. Flow
-$136M
Cap. Flow %
-2.66%
Top 10 Hldgs %
21.33%
Holding
608
New
37
Increased
185
Reduced
325
Closed
15

Top Buys

Rank Stock Value
1
FWM
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
+$26.7M
2
MSGS icon
Madison Square Garden
MSGS
+$11.5M
3
ATML
ATMEL CORP
ATML
+$9.04M
4
CONE
CyrusOne Inc Common Stock
CONE
+$6.61M
5
BRSL
Brightstar Lottery PLC
BRSL
+$6.16M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$90.6M
2
SKS
SAKS INCORPORATED
SKS
+$26.5M
3
BLC
BELO CORP SER A
BLC
+$25.8M
4
REGN icon
Regeneron Pharmaceuticals
REGN
+$12.7M
5
LVS icon
Las Vegas Sands
LVS
+$3.93M

Sector Composition

Rank Sector Weight
1 Industrials 16.77%
2 Technology 12.51%
3 Healthcare 12.2%
4 Communication Services 11.01%
5 Consumer Discretionary 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
376
State Street Financial Select Sector SPDR ETF
XLF
$59B
$851K 0.02%
44,364
-2,737
-6% -$50.3K
AEG icon
377
Aegon
AEG
$14B
$846K 0.02%
131,396
+51,038
+64% +$290K
TIPZ icon
378
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
$838K 0.02%
15,210
-100
-0.7% -$5.6K
SPIP icon
379
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$836K 0.02%
30,732
– –
AGG icon
380
iShares Core US Aggregate Bond ETF
AGG
$137B
$827K 0.02%
7,771
-1,800
-19% -$193K
CLNE icon
381
Clean Energy Fuels
CLNE
$355M
$824K 0.02%
64,000
+1,070
+2% +$13.1K
PGX icon
382
Invesco Preferred ETF
PGX
$3.76B
$822K 0.02%
61,157
-19,788
-24% -$270K
TGP
383
DELISTED
Teekay LNG Partners L.P.
TGP
$822K 0.02%
19,235
+4,655
+32% +$191K
SI
384
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$813K 0.02%
5,867
+1
+0% +$129
UL icon
385
Unilever
UL
$135B
$807K 0.02%
17,420
+3,123
+22% +$140K
HCR
386
DELISTED
Hi-Crush Inc. Common Stock
HCR
$802K 0.02%
21,110
+3,510
+20% +$111K
IJH icon
387
iShares Core S&P Mid-Cap ETF
IJH
$127B
$800K 0.02%
29,890
-225
-0.7% -$5.81K
IVE icon
388
iShares S&P 500 Value ETF
IVE
$50B
$797K 0.02%
9,322
-232
-2% -$19.1K
USB icon
389
US Bancorp
USB
$100B
$796K 0.02%
19,706
+506
+3% +$19.4K
TPR icon
390
Tapestry
TPR
$33.3B
$776K 0.02%
13,826
+5,646
+69% +$305K
RDS.A
391
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$767K 0.02%
11,516
-53
-0.5% -$3.33K
RTN
392
DELISTED
Raytheon Company
RTN
$767K 0.02%
8,454
+316
+4% +$26.4K
FLOT icon
393
iShares Floating Rate Bond ETF
FLOT
$10.5B
$766K 0.02%
+15,096
New +$765K
OMC icon
394
Omnicom Group
OMC
$23.2B
$759K 0.01%
10,202
-2,550
-20% -$175K
BCS icon
395
Barclays
BCS
$94.3B
$756K 0.01%
+45,063
New +$714K
HMC icon
396
Honda
HMC
$41.2B
$756K 0.01%
18,273
+530
+3% +$21.5K
BCS.PRA.CL
397
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$742K 0.01%
29,480
+2,700
+10% +$67.8K
RYAAY icon
398
Ryanair
RYAAY
$30.9B
$739K 0.01%
38,383
+1,218
+3% +$23.8K
TWC
399
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$735K 0.01%
5,427
-1,344
-20% -$167K
XLE icon
400
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$734K 0.01%
16,580
-974
-6% -$41.9K
14 15
16
17 18

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
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IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return

Pinnacle Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Pinnacle Associates held 608 positions worth $5.12B, up 6% from $4.83B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q4 2013 filing shows 37 new, 185 increased, 325 reduced and 15 closed positions. Its largest new stake was FAIRWAY GROUP HLDGS CORP CL A COM STK (DE): 1,273,770 shares worth $23.1M. The largest sale was ONYX PHARMACEUTICALS INC, an estimated $90.6M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • Pinnacle Associates's largest Q4 2013 buy was FAIRWAY GROUP HLDGS CORP CL A COM STK (DE): 1,273,770 shares worth $23.1M.
  • Pinnacle Associates added most to Madison Square Garden in Q4 2013, an estimated $11.5M increase.
  • Pinnacle Associates's biggest Q4 2013 reduction was Regeneron Pharmaceuticals, cutting an estimated $12.7M.
  • Pinnacle Associates fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $90.6M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $5.12B portfolio in Q4 2013.
  • Pinnacle Associates opened 37 new positions and closed 15 in Q4 2013.
  • Pinnacle Associates's portfolio value rose 6% quarter-over-quarter to $5.12B.

Based on Pinnacle Associates's 13F filing for Q4 2013, filed 12 Feb 2014.