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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
351
Roku
ROKU
$22.5B
$1.4M 0.03%
10,482
+2,100
+25% +$289K
FWONA icon
352
Liberty Media Series A
FWONA
$23.1B
$1.4M 0.03%
33,420
-6,138
-16% -$241K
XLF icon
353
State Street Financial Select Sector SPDR ETF
XLF
$59B
$1.4M 0.03%
45,531
-1,034
-2% -$30.3K
DON icon
354
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$1.4M 0.03%
36,714
+1,997
+6% +$73.9K
VOX icon
355
Vanguard Communication Services ETF
VOX
$5.89B
$1.4M 0.03%
14,861
+10,993
+284% +$994K
VXUS icon
356
Vanguard Total International Stock ETF
VXUS
$163B
$1.39M 0.03%
24,970
-47
-0.2% -$2.53K
SCHD icon
357
Schwab US Dividend Equity ETF
SCHD
$107B
$1.38M 0.03%
71,235
+2,682
+4% +$50.2K
SHY icon
358
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$1.38M 0.03%
16,243
+1,613
+11% +$137K
VXF icon
359
Vanguard Extended Market ETF
VXF
$32B
$1.37M 0.03%
10,860
-2,392
-18% -$289K
M icon
360
Macy's
M
$6.44B
$1.33M 0.03%
78,529
+14,454
+23% +$226K
WH icon
361
Wyndham Hotels & Resorts
WH
$5.34B
$1.31M 0.03%
+20,875
New +$1.16M
KNX icon
362
Knight Transportation
KNX
$11.2B
$1.31M 0.03%
36,499
-16,800
-32% -$617K
WYNN icon
363
Wynn Resorts
WYNN
$10.6B
$1.3M 0.03%
9,352
+1,512
+19% +$184K
ERIC icon
364
Ericsson
ERIC
$33.1B
$1.3M 0.03%
147,661
+30,250
+26% +$268K
VFQY icon
365
Vanguard US Quality Factor ETF
VFQY
$502M
$1.29M 0.03%
14,930
+480
+3% +$39.7K
CXO
366
DELISTED
CONCHO RESOURCES INC.
CXO
$1.29M 0.03%
+14,700
New +$1.06M
HDV
367
iShares Core High Dividend ETF
HDV
$15B
$1.25M 0.03%
63,665
+720
+1% +$13.7K
TJX icon
368
TJX Companies
TJX
$174B
$1.25M 0.03%
20,421
+189
+0.9% +$11.2K
NVO
369
Novo Nordisk
NVO
$207B
$1.23M 0.03%
42,428
-2,000
-5% -$55.4K
CI icon
370
Cigna
CI
$72.1B
$1.23M 0.03%
6,000
+1,901
+46% +$349K
DES icon
371
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$1.22M 0.03%
42,501
+4,237
+11% +$118K
ET icon
372
Energy Transfer Partners
ET
$71.2B
$1.22M 0.03%
94,823
-4,197
-4% -$51.7K
NFLX icon
373
Netflix
NFLX
$316B
$1.19M 0.03%
36,810
+6,290
+21% +$186K
GLD icon
374
SPDR Gold Trust
GLD
$143B
$1.18M 0.03%
8,226
-25
-0.3% -$3.49K
EZM icon
375
WisdomTree US MidCap Fund
EZM
$956M
$1.17M 0.03%
27,885
-1,035
-4% -$42.1K
13 14
15
16 17

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
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IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.