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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
351
United Airlines
UAL
$42.1B
$1.34M 0.03%
19,864
+60
+0.3% +$3.74K
BEN icon
352
Franklin Resources
BEN
$17.2B
$1.33M 0.03%
30,660
-375
-1% -$16.2K
BABA icon
353
Alibaba
BABA
$308B
$1.33M 0.03%
7,688
-52
-0.7% -$9.32K
BWA icon
354
BorgWarner
BWA
$13.9B
$1.32M 0.03%
29,370
-1,577
-5% -$72.9K
WYNN icon
355
Wynn Resorts
WYNN
$10.6B
$1.31M 0.03%
7,775
+20
+0.3% +$3.08K
EMN icon
356
Eastman Chemical
EMN
$8.42B
$1.3M 0.03%
14,042
+150
+1% +$13.6K
BKR icon
357
Baker Hughes
BKR
$61.1B
$1.29M 0.02%
40,771
-3,200
-7% -$103K
OXY icon
358
Occidental Petroleum
OXY
$55.9B
$1.29M 0.02%
17,510
-1,924
-10% -$131K
IWO icon
359
iShares Russell 2000 Growth ETF
IWO
$15B
$1.28M 0.02%
6,881
+5,226
+316% +$954K
WCC
360
WESCO International
WCC
$17.7B
$1.28M 0.02%
18,850
-1,450
-7% -$90.6K
EEM icon
361
iShares MSCI Emerging Markets ETF
EEM
$30B
$1.27M 0.02%
27,057
+2,406
+10% +$111K
EVN
362
Eaton Vance Municipal Income Trust
EVN
$426M
$1.27M 0.02%
102,800
-3,000
-3% -$37.7K
WDR
363
DELISTED
Waddell & Reed Financial, Inc.
WDR
$1.27M 0.02%
56,995
-7,265
-11% -$148K
XLE icon
364
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.26M 0.02%
34,818
-1,320
-4% -$45.4K
RTN
365
DELISTED
Raytheon Company
RTN
$1.24M 0.02%
6,605
-340
-5% -$63.4K
NSC icon
366
Norfolk Southern
NSC
$75.1B
$1.24M 0.02%
8,544
-275
-3% -$36.9K
BTT icon
367
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$1.22M 0.02%
54,380
+26
+0% +$585
GOL
368
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$1.21M 0.02%
138,194
+1,694
+1% +$14.9K
MMP
369
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.21M 0.02%
16,995
-1,105
-6% -$75.3K
LBTYK icon
370
Liberty Global Class C
LBTYK
$3.49B
$1.2M 0.02%
35,546
-1,566
-4% -$48.1K
SCHX icon
371
Schwab US Large- Cap ETF
SCHX
$74.6B
$1.2M 0.02%
112,482
-5,430
-5% -$56.2K
BRK.A icon
372
Berkshire Hathaway Class A
BRK.A
$1.12T
$1.19M 0.02%
4
– –
LBAI
373
DELISTED
Lakeland Bancorp Inc
LBAI
$1.17M 0.02%
60,953
– –
SPLV icon
374
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$1.17M 0.02%
24,488
-698
-3% -$32.9K
UL icon
375
Unilever
UL
$136B
$1.16M 0.02%
18,688
-531
-3% -$33.7K
13 14
15
16 17

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SFM
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HKAM
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SUT
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VAS
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A
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IAA
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AI
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.