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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Industrials 14.25%
2 Healthcare 12.75%
3 Communication Services 12.66%
4 Technology 12.17%
5 Consumer Discretionary 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
351
Invesco Financial Preferred ETF
PGF
$667M
$1.07M 0.02%
59,201
-227
-0.4% -$4.1K
IJR icon
352
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.05M 0.02%
20,166
-3,610
-15% -$196K
ADM icon
353
Archer Daniels Midland
ADM
$38.8B
$1.03M 0.02%
20,248
-10,252
-34% -$503K
MFIN icon
354
Medallion Financial
MFIN
$249M
$1.02M 0.02%
87,274
-32,837
-27% -$391K
FLOT icon
355
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.02M 0.02%
19,990
-275
-1% -$14K
ANDV
356
DELISTED
Andeavor
ANDV
$1.01M 0.02%
16,489
-47,160
-74% -$2.91M
HELE icon
357
Helen of Troy
HELE
$680M
$1M 0.02%
19,125
+11,265
+143% +$632K
DE icon
358
Deere & Co
DE
$164B
$999K 0.02%
12,179
-2
-0% -$171
TXN icon
359
Texas Instruments
TXN
$256B
$988K 0.02%
20,728
-70
-0.3% -$3.35K
PHG icon
360
Philips
PHG
$26.3B
$986K 0.02%
44,870
-101
-0.2% -$2.17K
ING icon
361
ING
ING
$101B
$985K 0.02%
69,396
-200
-0.3% -$2.76K
BGT icon
362
BlackRock Floating Rate Income Trust
BGT
$328M
$980K 0.02%
70,996
+5,942
+9% +$82.8K
BTT icon
363
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$967K 0.02%
48,655
+7,500
+18% +$148K
SAP icon
364
SAP
SAP
$241B
$933K 0.02%
12,936
-3,624
-22% -$282K
PUK icon
365
Prudential
PUK
$35.1B
$925K 0.02%
21,420
-62
-0.3% -$2.81K
CHI
366
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$920K 0.02%
67,998
+27,673
+69% +$381K
VCIT icon
367
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$919K 0.02%
10,715
-3,100
-22% -$267K
ADP icon
368
Automatic Data Processing
ADP
$109B
$917K 0.02%
12,565
+38
+0.3% +$2.74K
BNA
369
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$905K 0.02%
87,400
+5,100
+6% +$53.5K
GLOG
370
DELISTED
GASLOG LTD
GLOG
$902K 0.02%
40,976
+12,606
+44% +$325K
ORI icon
371
Old Republic International
ORI
$10.3B
$884K 0.02%
61,924
+3,872
+7% +$59.1K
AIT icon
372
Applied Industrial Technologies
AIT
$13.2B
$879K 0.02%
19,248
– –
USB icon
373
US Bancorp
USB
$100B
$878K 0.02%
21,001
+175
+0.8% +$7.39K
VLY icon
374
Valley National Bancorp
VLY
$8.1B
$869K 0.02%
89,700
– –
GOV
375
DELISTED
Government Properties Income Trust
GOV
$864K 0.02%
39,450
-1,500
-4% -$35.6K
13 14
15
16 17

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HKAM
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Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.