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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
351
Seagate
STX
$182B
$938K 0.02%
21,440
+10,390
+94% +$437K
ADP icon
352
Automatic Data Processing
ADP
$109B
$928K 0.02%
14,603
-401
-3% -$25.5K
WPM icon
353
Wheaton Precious Metals
WPM
$60.6B
$915K 0.02%
+36,921
New +$878K
JEF icon
354
Jefferies Financial Group
JEF
$12.8B
$905K 0.02%
37,133
+3,496
+10% +$83.7K
PUK icon
355
Prudential
PUK
$35.1B
$905K 0.02%
24,982
– –
HSH
356
DELISTED
HILLSHIRE BRANDS CO
HSH
$897K 0.02%
29,190
+11,724
+67% +$388K
TIPZ icon
357
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
$865K 0.02%
15,310
-400
-3% -$22.5K
SPIP icon
358
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$857K 0.02%
30,732
-800
-3% -$22.2K
NBR icon
359
Nabors Industries
NBR
$1.33B
$853K 0.02%
1,062
+38
+4% +$29.9K
BRK.A icon
360
Berkshire Hathaway Class A
BRK.A
$1.14T
$852K 0.02%
5
– –
DE icon
361
Deere & Co
DE
$164B
$830K 0.02%
10,201
+1,076
+12% +$89.6K
RNDY
362
DELISTED
ROUNDYS INC COM STK
RNDY
$829K 0.02%
+96,450
New +$861K
XLF icon
363
State Street Financial Select Sector SPDR ETF
XLF
$59B
$823K 0.02%
47,101
-9,903
-17% -$176K
GRA
364
DELISTED
W.R. Grace & Co.
GRA
$822K 0.02%
9,402
-400
-4% -$33.2K
CP icon
365
Canadian Pacific Kansas City
CP
$79.6B
$820K 0.02%
33,240
-5,350
-14% -$132K
OMC icon
366
Omnicom Group
OMC
$23.2B
$809K 0.02%
12,752
-2,600
-17% -$166K
MPC icon
367
Marathon Petroleum
MPC
$90B
$807K 0.02%
25,092
+5,756
+30% +$202K
CLNE icon
368
Clean Energy Fuels
CLNE
$355M
$804K 0.02%
62,930
+11,330
+22% +$146K
GDP
369
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$795K 0.02%
32,745
-25,370
-44% -$510K
DRI icon
370
Darden Restaurants
DRI
$24.9B
$793K 0.02%
19,173
-2,901
-13% -$126K
EMCB icon
371
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$789K 0.02%
10,587
-115
-1% -$8.5K
DTE icon
372
DTE Energy
DTE
$28.5B
$784K 0.02%
13,970
-789
-5% -$45.7K
ING icon
373
ING
ING
$101B
$774K 0.02%
68,227
+4,810
+8% +$51.9K
SPLV icon
374
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$774K 0.02%
24,809
+607
+3% +$19.2K
FTR
375
DELISTED
Frontier Communications Corp.
FTR
$765K 0.02%
12,199
-35
-0.3% -$2.28K
13 14
15
16 17

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.