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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
326
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$1.69M 0.04%
15,679
+82
+0.5% +$8.88K
GSK icon
327
GSK
GSK
$104B
$1.69M 0.04%
28,765
-546
-2% -$30.4K
SCHA icon
328
Schwab U.S Small- Cap ETF
SCHA
$23B
$1.69M 0.04%
89,316
+64
+0.1% +$1.16K
LXRX icon
329
Lexicon Pharmaceuticals
LXRX
$1.07B
$1.66M 0.04%
399,374
-71,975
-15% -$277K
SLYV icon
330
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$1.65M 0.04%
25,175
-2,110
-8% -$134K
ITW icon
331
Illinois Tool Works
ITW
$83.9B
$1.64M 0.04%
9,126
-105
-1% -$17.8K
OXY icon
332
Occidental Petroleum
OXY
$58.6B
$1.61M 0.04%
39,192
-13,176
-25% -$528K
ITA icon
333
iShares US Aerospace & Defense ETF
ITA
$15B
$1.61M 0.04%
14,518
+2,008
+16% +$226K
MMP
334
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.6M 0.04%
25,420
+859
+3% +$53.5K
NSC icon
335
Norfolk Southern
NSC
$75B
$1.53M 0.03%
7,902
-131
-2% -$24.6K
NBIS
336
Nebius Group N.V.
NBIS
$46.7B
$1.53M 0.03%
35,107
+174
+0.5% +$6.49K
CCJ icon
337
Cameco
CCJ
$42.4B
$1.52M 0.03%
170,553
+81,290
+91% +$751K
HES
338
DELISTED
Hess
HES
$1.51M 0.03%
22,638
-450
-2% -$29.4K
NKE icon
339
Nike
NKE
$62.5B
$1.5M 0.03%
14,842
+1,671
+13% +$158K
SBUX icon
340
Starbucks
SBUX
$119B
$1.5M 0.03%
17,037
+1,912
+13% +$163K
MWA icon
341
Mueller Water Products
MWA
$4.07B
$1.49M 0.03%
124,040
-98,900
-44% -$1.13M
HYS icon
342
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$1.47M 0.03%
14,736
-925
-6% -$91.7K
ORI icon
343
Old Republic International
ORI
$10.3B
$1.47M 0.03%
65,530
-455
-0.7% -$10.4K
DGX icon
344
Quest Diagnostics
DGX
$26.2B
$1.46M 0.03%
13,693
+729
+6% +$76K
CNC icon
345
Centene
CNC
$32.9B
$1.46M 0.03%
23,220
-18,255
-44% -$990K
IVZ icon
346
Invesco
IVZ
$14B
$1.46M 0.03%
81,013
-11,962
-13% -$204K
BP icon
347
BP
BP
$110B
$1.45M 0.03%
38,347
+276
+0.7% +$10.5K
XLI icon
348
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$1.44M 0.03%
17,697
-2,841
-14% -$227K
EMR icon
349
Emerson Electric
EMR
$88.5B
$1.43M 0.03%
18,700
-1,157
-6% -$83.4K
CVA
350
DELISTED
Covanta Holding Corporation
CVA
$1.41M 0.03%
95,158
-11,118
-10% -$170K
12 13
14
15 16

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SFM
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HKAM
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SUT
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.