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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRCO
326
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$1.7M 0.03%
40,072
-2,915
-7% -$120K
ENS icon
327
EnerSys
ENS
$6.99B
$1.69M 0.03%
24,280
+5,125
+27% +$351K
HES
328
DELISTED
Hess
HES
$1.69M 0.03%
35,627
-6,135
-15% -$277K
VAR
329
DELISTED
Varian Medical Systems, Inc.
VAR
$1.68M 0.03%
15,137
-1,030
-6% -$111K
SCHA icon
330
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.67M 0.03%
95,560
-352
-0.4% -$6.03K
ROK icon
331
Rockwell Automation
ROK
$49B
$1.64M 0.03%
8,345
+380
+5% +$72.4K
GSK icon
332
GSK
GSK
$106B
$1.63M 0.03%
36,771
-702
-2% -$32.4K
MOS icon
333
The Mosaic Company
MOS
$7.33B
$1.63M 0.03%
63,492
-34,867
-35% -$801K
NWS icon
334
News Corp Class B
NWS
$17.5B
$1.62M 0.03%
97,415
-972
-1% -$14.8K
IWM icon
335
iShares Russell 2000 ETF
IWM
$81.9B
$1.62M 0.03%
10,600
-1,113
-10% -$167K
VTIP icon
336
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1.58M 0.03%
32,404
+1,089
+3% +$53.9K
GEN icon
337
Gen Digital
GEN
$17.5B
$1.56M 0.03%
55,642
+5,592
+11% +$167K
TPR icon
338
Tapestry
TPR
$32.8B
$1.54M 0.03%
34,875
-3,425
-9% -$141K
AEP icon
339
American Electric Power
AEP
$68.4B
$1.54M 0.03%
20,919
-1,599
-7% -$119K
SNY icon
340
Sanofi
SNY
$104B
$1.54M 0.03%
35,779
+349
+1% +$16.1K
MPC icon
341
Marathon Petroleum
MPC
$83.7B
$1.51M 0.03%
22,904
-483
-2% -$29.6K
F icon
342
Ford
F
$55.7B
$1.5M 0.03%
119,730
+5,941
+5% +$73.1K
IJS icon
343
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$1.48M 0.03%
19,316
+552
+3% +$41.6K
WFT
344
DELISTED
Weatherford International plc
WFT
$1.47M 0.03%
353,020
-48,750
-12% -$180K
NFLX icon
345
Netflix
NFLX
$309B
$1.44M 0.03%
75,010
+3,100
+4% +$59.7K
JNK icon
346
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$1.42M 0.03%
12,915
-10,793
-46% -$1.2M
PEG icon
347
Public Service Enterprise Group
PEG
$37.7B
$1.39M 0.03%
26,908
-6,403
-19% -$323K
OCLR
348
DELISTED
Oclaro Inc.
OCLR
$1.39M 0.03%
205,585
+19,220
+10% +$142K
COF icon
349
Capital One
COF
$134B
$1.35M 0.03%
13,576
+2,794
+26% +$255K
INGR icon
350
Ingredion
INGR
$6.58B
$1.35M 0.03%
9,656
– –
12 13
14
15 16

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SFM
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HKAM
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SUT
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.