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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.42B
AUM Growth
+$221M
Cap. Flow
-$47.9M
Cap. Flow %
-0.88%
Top 10 Hldgs %
19.19%
Holding
703
New
29
Increased
193
Reduced
378
Closed
36

Top Buys

Rank Stock Value
1
FNSR
Finisar Corp
FNSR
+$31M
2
AMBA icon
Ambarella
AMBA
+$17.7M
3
DD icon
DuPont de Nemours
DD
+$16.7M
4
CYTK icon
Cytokinetics
CYTK
+$13.8M
5
ALDR
Alder Biopharmaceuticals
ALDR
+$12.6M

Top Sells

Rank Stock Value
1
LRCX icon
Lam Research
LRCX
+$16.4M
2
DD
Du Pont De Nemours E I
DD
+$16.3M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$14.1M
4
MBLY
Mobileye N.V.
MBLY
+$8.76M
5
WFC icon
Wells Fargo
WFC
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 21.26%
2 Healthcare 14.42%
3 Communication Services 14.02%
4 Industrials 10.15%
5 Financials 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
326
Sanofi
SNY
$104B
$1.76M 0.03%
35,430
+500
+1% +$24.2K
TRCO
327
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$1.76M 0.03%
42,987
-347,103
-89% -$14.1M
CELG
328
DELISTED
Celgene Corp
CELG
$1.75M 0.03%
11,982
-182
-1% -$24.8K
SYK icon
329
Stryker
SYK
$130B
$1.74M 0.03%
12,229
-619
-5% -$88.8K
IWM icon
330
iShares Russell 2000 ETF
IWM
$81.9B
$1.74M 0.03%
11,713
+243
+2% +$34.2K
VIG icon
331
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.65M 0.03%
17,405
+350
+2% +$32.7K
GEN icon
332
Gen Digital
GEN
$17.5B
$1.64M 0.03%
50,050
-74
-0.1% -$2.26K
NTRS icon
333
Northern Trust
NTRS
$33.9B
$1.62M 0.03%
17,608
– –
VAR
334
DELISTED
Varian Medical Systems, Inc.
VAR
$1.62M 0.03%
16,167
-275
-2% -$28.2K
SCHA icon
335
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.61M 0.03%
95,912
+208
+0.2% +$3.34K
SHM icon
336
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.61M 0.03%
33,227
+170
+0.5% +$8.29K
BKR icon
337
Baker Hughes
BKR
$61.1B
$1.61M 0.03%
+43,971
New +$1.56M
OCLR
338
DELISTED
Oclaro Inc.
OCLR
$1.61M 0.03%
186,365
+17,650
+10% +$159K
WBD icon
339
Warner Bros
WBD
$67.1B
$1.59M 0.03%
74,853
+8
+0% +$188
AEP icon
340
American Electric Power
AEP
$68.4B
$1.58M 0.03%
22,518
-524
-2% -$37.3K
VTIP icon
341
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1.55M 0.03%
31,315
+2,080
+7% +$103K
TPR icon
342
Tapestry
TPR
$32.8B
$1.54M 0.03%
38,300
-100
-0.3% -$4.41K
PEG icon
343
Public Service Enterprise Group
PEG
$37.7B
$1.54M 0.03%
33,311
-1,846
-5% -$83.6K
LOW icon
344
Lowe's Companies
LOW
$125B
$1.47M 0.03%
18,421
+1,368
+8% +$105K
ROK icon
345
Rockwell Automation
ROK
$49B
$1.42M 0.03%
7,965
+263
+3% +$43.8K
BWA icon
346
BorgWarner
BWA
$13.9B
$1.4M 0.03%
30,947
-282
-0.9% -$11.5K
IJS icon
347
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$1.39M 0.03%
18,764
-790
-4% -$55.1K
NOV icon
348
NOV
NOV
$7B
$1.39M 0.03%
38,781
-1,499
-4% -$49K
BEN icon
349
Franklin Resources
BEN
$17.2B
$1.38M 0.03%
31,035
+225
+0.7% +$9.86K
AGG icon
350
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.37M 0.03%
12,502
+96
+0.8% +$10.5K
12 13
14
15 16

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HKAM
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Pinnacle Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Pinnacle Associates held 703 positions worth $5.42B, up 4.3% from $5.2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Pinnacle Associates's Q3 2017 filing shows 29 new, 193 increased, 378 reduced and 36 closed positions. Its largest new stake was Finisar Corp: 1,264,460 shares worth $28M. The largest sale was Lam Research, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2017 buy was Finisar Corp: 1,264,460 shares worth $28M.
  • Pinnacle Associates added most to Ambarella in Q3 2017, an estimated $17.7M increase.
  • Pinnacle Associates's biggest Q3 2017 reduction was Lam Research, cutting an estimated $16.4M.
  • Pinnacle Associates fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $16.3M.
  • Pinnacle Associates's ten largest holdings make up 19% of its $5.42B portfolio in Q3 2017.
  • Pinnacle Associates opened 29 new positions and closed 36 in Q3 2017.
  • Pinnacle Associates's portfolio value rose 4.3% quarter-over-quarter to $5.42B.

Based on Pinnacle Associates's 13F filing for Q3 2017, filed 13 Nov 2017.