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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.62%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORI icon
326
Old Republic International
ORI
$10.3B
$1.23M 0.03%
78,414
+13,076
+20% +$209K
IJR icon
327
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.18M 0.03%
22,188
+2,184
+11% +$124K
HES
328
DELISTED
Hess
HES
$1.16M 0.03%
23,081
-3,623
-14% -$207K
BTT icon
329
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$1.14M 0.03%
56,113
+516
+0.9% +$10.6K
MUSA icon
330
Murphy USA
MUSA
$10.2B
$1.14M 0.03%
20,765
-2,475
-11% -$132K
DD icon
331
DuPont de Nemours
DD
$19.1B
$1.14M 0.03%
10,614
-152
-1% -$17.6K
FLG
332
Flagstar Bank National Association
FLG
$5.82B
$1.13M 0.03%
20,892
-2,849
-12% -$155K
CPRI icon
333
Capri Holdings
CPRI
$1.75B
$1.13M 0.03%
26,730
-2,170
-8% -$91.8K
SCHA icon
334
Schwab U.S Small- Cap ETF
SCHA
$23B
$1.09M 0.02%
86,168
+1,920
+2% +$26.4K
USB icon
335
US Bancorp
USB
$100B
$1.08M 0.02%
26,453
+1,693
+7% +$73.3K
ABB
336
DELISTED
ABB Ltd
ABB
$1.07M 0.02%
60,647
-4,138
-6% -$80.6K
HYD icon
337
VanEck High Yield Muni ETF
HYD
$4.4B
$1.07M 0.02%
17,438
-225
-1% -$13.6K
NXPI icon
338
NXP Semiconductors
NXPI
$58.9B
$1.07M 0.02%
12,247
+51
+0.4% +$4.6K
HYG icon
339
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.06M 0.02%
12,723
-478
-4% -$41.4K
AGU
340
DELISTED
Agrium
AGU
$1.06M 0.02%
11,844
-374
-3% -$37.8K
AAMI
341
Acadian Asset Management
AAMI
$3.22B
$1.06M 0.02%
68,669
+211
+0.3% +$3.56K
PGF icon
342
Invesco Financial Preferred ETF
PGF
$667M
$1.05M 0.02%
57,620
-676
-1% -$12.4K
PFXF icon
343
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$1.05M 0.02%
53,613
+1,955
+4% +$39.1K
TIF
344
DELISTED
Tiffany & Co.
TIF
$1.03M 0.02%
13,340
-18,251
-58% -$1.6M
XLF icon
345
State Street Financial Select Sector SPDR ETF
XLF
$59B
$1.03M 0.02%
51,702
-6,776
-12% -$144K
APU
346
DELISTED
AmeriGas Partners, L.P.
APU
$1.03M 0.02%
24,734
-5,594
-18% -$250K
EXC icon
347
Exelon
EXC
$45.8B
$1.02M 0.02%
47,961
-995
-2% -$22.4K
DSL
348
DoubleLine Income Solutions Fund
DSL
$1.23B
$1.01M 0.02%
58,316
-48,525
-45% -$913K
TXN icon
349
Texas Instruments
TXN
$256B
$1.01M 0.02%
20,337
+210
+1% +$10.3K
ING icon
350
ING
ING
$101B
$1M 0.02%
71,013
-653
-0.9% -$10.3K
12 13
14
15 16

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HKAM
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SUT
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.