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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.12B
AUM Growth
+$288M
Cap. Flow
-$136M
Cap. Flow %
-2.66%
Top 10 Hldgs %
21.33%
Holding
608
New
37
Increased
185
Reduced
325
Closed
15

Top Buys

Rank Stock Value
1
FWM
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
+$26.7M
2
MSGS icon
Madison Square Garden
MSGS
+$11.5M
3
ATML
ATMEL CORP
ATML
+$9.04M
4
CONE
CyrusOne Inc Common Stock
CONE
+$6.61M
5
BRSL
Brightstar Lottery PLC
BRSL
+$6.16M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$90.6M
2
SKS
SAKS INCORPORATED
SKS
+$26.5M
3
BLC
BELO CORP SER A
BLC
+$25.8M
4
REGN icon
Regeneron Pharmaceuticals
REGN
+$12.7M
5
LVS icon
Las Vegas Sands
LVS
+$3.93M

Sector Composition

Rank Sector Weight
1 Industrials 16.77%
2 Technology 12.51%
3 Healthcare 12.2%
4 Communication Services 11.01%
5 Consumer Discretionary 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWS icon
326
News Corp Class B
NWS
$17.6B
$1.35M 0.03%
75,879
+55,481
+272% +$968K
KKR icon
327
KKR & Co
KKR
$93.2B
$1.32M 0.03%
54,401
+3,959
+8% +$91.1K
SHM icon
328
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.31M 0.03%
27,027
+14,252
+112% +$692K
VRTX icon
329
Vertex Pharmaceuticals
VRTX
$133B
$1.3M 0.03%
17,550
-1,500
-8% -$104K
ANFI
330
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$1.3M 0.03%
82,516
-20,365
-20% -$298K
XYL icon
331
Xylem
XYL
$28.3B
$1.3M 0.03%
37,526
-550
-1% -$17.7K
IJR icon
332
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.3M 0.03%
23,758
-90
-0.4% -$4.7K
MPC icon
333
Marathon Petroleum
MPC
$90B
$1.28M 0.03%
27,974
+2,882
+11% +$111K
CME icon
334
CME Group
CME
$94.8B
$1.28M 0.03%
16,330
– –
OTEX icon
335
Open Text
OTEX
$5.99B
$1.27M 0.02%
55,328
-6,080
-10% -$126K
WFT
336
DELISTED
Weatherford International plc
WFT
$1.24M 0.02%
80,330
+320
+0.4% +$5.08K
MFC icon
337
Manulife Financial
MFC
$73.3B
$1.23M 0.02%
62,085
-3,318
-5% -$60.7K
RSG icon
338
Republic Services
RSG
$65.7B
$1.22M 0.02%
36,734
-1,600
-4% -$54.2K
ETP
339
DELISTED
Energy Transfer Partners L.p.
ETP
$1.21M 0.02%
21,043
-206
-1% -$10.9K
PHG icon
340
Philips
PHG
$26.3B
$1.19M 0.02%
46,493
-215
-0.5% -$5.17K
BWP
341
DELISTED
Boardwalk Pipeline Partners
BWP
$1.19M 0.02%
46,515
-20,778
-31% -$580K
NGD
342
DELISTED
New Gold Inc
NGD
$1.18M 0.02%
225,000
+500
+0.2% +$2.72K
AVA icon
343
Avista
AVA
$3.2B
$1.18M 0.02%
+41,800
New +$1.15M
QQQ icon
344
Invesco QQQ Trust
QQQ
$479B
$1.17M 0.02%
13,344
-834
-6% -$69.5K
KLAC icon
345
KLA
KLAC
$252B
$1.11M 0.02%
171,900
-20,000
-10% -$126K
DGX icon
346
Quest Diagnostics
DGX
$26.2B
$1.11M 0.02%
20,680
+622
+3% +$36.9K
PGF icon
347
Invesco Financial Preferred ETF
PGF
$667M
$1.09M 0.02%
64,605
-16,651
-20% -$285K
HIG icon
348
Hartford Financial Services
HIG
$38.7B
$1.05M 0.02%
28,915
-1,385
-5% -$47.7K
FLG
349
Flagstar Bank National Association
FLG
$5.84B
$1.05M 0.02%
20,686
-316
-2% -$15.3K
GOV
350
DELISTED
Government Properties Income Trust
GOV
$1.03M 0.02%
41,550
-900
-2% -$22.2K
12 13
14
15 16

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Pinnacle Associates held 608 positions worth $5.12B, up 6% from $4.83B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q4 2013 filing shows 37 new, 185 increased, 325 reduced and 15 closed positions. Its largest new stake was FAIRWAY GROUP HLDGS CORP CL A COM STK (DE): 1,273,770 shares worth $23.1M. The largest sale was ONYX PHARMACEUTICALS INC, an estimated $90.6M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • Pinnacle Associates's largest Q4 2013 buy was FAIRWAY GROUP HLDGS CORP CL A COM STK (DE): 1,273,770 shares worth $23.1M.
  • Pinnacle Associates added most to Madison Square Garden in Q4 2013, an estimated $11.5M increase.
  • Pinnacle Associates's biggest Q4 2013 reduction was Regeneron Pharmaceuticals, cutting an estimated $12.7M.
  • Pinnacle Associates fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $90.6M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $5.12B portfolio in Q4 2013.
  • Pinnacle Associates opened 37 new positions and closed 15 in Q4 2013.
  • Pinnacle Associates's portfolio value rose 6% quarter-over-quarter to $5.12B.

Based on Pinnacle Associates's 13F filing for Q4 2013, filed 12 Feb 2014.