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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFT
326
DELISTED
Weatherford International plc
WFT
$1.23M 0.03%
80,010
-18,725
-19% -$275K
CME icon
327
CME Group
CME
$94.8B
$1.21M 0.02%
16,330
-200
-1% -$14.7K
IJR icon
328
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.19M 0.02%
23,848
-3,120
-12% -$151K
KLAC icon
329
KLA
KLAC
$252B
$1.17M 0.02%
191,900
-15,000
-7% -$88K
OTEX icon
330
Open Text
OTEX
$5.99B
$1.15M 0.02%
61,408
+2,680
+5% +$47K
SAP icon
331
SAP
SAP
$241B
$1.15M 0.02%
15,499
+1,515
+11% +$112K
LLTC
332
DELISTED
Linear Technology Corp
LLTC
$1.14M 0.02%
28,750
+50
+0.2% +$1.97K
QQQ icon
333
Invesco QQQ Trust
QQQ
$479B
$1.12M 0.02%
14,178
+1,040
+8% +$79.2K
PGX icon
334
Invesco Preferred ETF
PGX
$3.76B
$1.11M 0.02%
80,945
-17,154
-17% -$238K
ETP
335
DELISTED
Energy Transfer Partners L.p.
ETP
$1.11M 0.02%
21,249
-745
-3% -$38.4K
AIT icon
336
Applied Industrial Technologies
AIT
$13.2B
$1.09M 0.02%
21,173
– –
S
337
DELISTED
Sprint Corporation
S
$1.08M 0.02%
+174,338
New +$1.15M
MFC icon
338
Manulife Financial
MFC
$73.3B
$1.08M 0.02%
65,403
-1,473
-2% -$25.2K
XYL icon
339
Xylem
XYL
$28.3B
$1.06M 0.02%
38,076
+3,401
+10% +$90.7K
EEB
340
DELISTED
Invesco BRIC ETF
EEB
$1.05M 0.02%
29,815
-3,725
-11% -$122K
PHG icon
341
Philips
PHG
$26.3B
$1.04M 0.02%
46,708
-361
-0.8% -$7.89K
KKR icon
342
KKR & Co
KKR
$93.2B
$1.04M 0.02%
50,442
+4,400
+10% +$88.2K
AGG icon
343
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.03M 0.02%
9,571
+27
+0.3% +$2.88K
GOV
344
DELISTED
Government Properties Income Trust
GOV
$1.02M 0.02%
42,450
-400
-0.9% -$9.86K
PFXF icon
345
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$1.01M 0.02%
52,251
-2,493
-5% -$48.4K
UAL icon
346
United Airlines
UAL
$40.2B
$1M 0.02%
32,632
+4,000
+14% +$129K
PEG icon
347
Public Service Enterprise Group
PEG
$37.2B
$975K 0.02%
29,593
+384
+1% +$12.7K
HYS icon
348
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$965K 0.02%
+9,197
New +$961K
FLG
349
Flagstar Bank National Association
FLG
$5.84B
$952K 0.02%
21,002
+3,751
+22% +$168K
HIG icon
350
Hartford Financial Services
HIG
$38.7B
$943K 0.02%
30,300
-46,408
-60% -$1.45M
12 13
14
15 16

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SFM
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HKAM
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SUT
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VAS
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IAA
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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.