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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
301
Consolidated Edison
ED
$39.3B
$2.09M 0.05%
23,064
+986
+4% +$88.3K
EMWP
302
DELISTED
Eros Media World PLC
EMWP
$2.09M 0.05%
30,789
+1,765
+6% +$82.4K
RTN
303
DELISTED
Raytheon Company
RTN
$2.06M 0.05%
9,396
-115
-1% -$24.3K
EES icon
304
WisdomTree US SmallCap Earnings Fund
EES
$727M
$2.06M 0.05%
53,564
-504
-0.9% -$18.6K
KMI icon
305
Kinder Morgan
KMI
$69.9B
$2.06M 0.05%
97,237
+7,361
+8% +$149K
VAR
306
DELISTED
Varian Medical Systems, Inc.
VAR
$2.03M 0.04%
14,280
-3,343
-19% -$426K
VIS icon
307
Vanguard Industrials ETF
VIS
$8.44B
$2.02M 0.04%
13,104
-1,075
-8% -$162K
WDC icon
308
Western Digital
WDC
$151B
$2M 0.04%
41,582
-5,325
-11% -$222K
VHT icon
309
Vanguard Health Care ETF
VHT
$19B
$1.97M 0.04%
10,296
+5,506
+115% +$987K
UN
310
DELISTED
Unilever NV New York Registry Shares
UN
$1.96M 0.04%
34,015
+33
+0.1% +$1.95K
SWKS icon
311
Skyworks Solutions
SWKS
$10.4B
$1.95M 0.04%
16,092
-25,159
-61% -$2.47M
ADP icon
312
Automatic Data Processing
ADP
$109B
$1.93M 0.04%
11,334
-777
-6% -$129K
PWR icon
313
Quanta Services
PWR
$99.4B
$1.93M 0.04%
47,275
-3,825
-7% -$156K
AZN icon
314
AstraZeneca
AZN
$251B
$1.92M 0.04%
19,205
-75
-0.4% -$7.06K
GE icon
315
GE Aerospace
GE
$380B
$1.9M 0.04%
34,233
-5,789
-14% -$299K
DEM icon
316
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$1.89M 0.04%
41,305
+200
+0.5% +$8.69K
UAL icon
317
United Airlines
UAL
$40.2B
$1.87M 0.04%
21,239
+2,050
+11% +$184K
VCR icon
318
Vanguard Consumer Discretionary ETF
VCR
$6.16B
$1.82M 0.04%
9,631
+4,156
+76% +$761K
DHR icon
319
Danaher
DHR
$147B
$1.81M 0.04%
+13,314
New +$1.68M
IWM icon
320
iShares Russell 2000 ETF
IWM
$81.5B
$1.8M 0.04%
10,840
– –
OUT icon
321
Outfront Media
OUT
$5.29B
$1.79M 0.04%
67,949
-310
-0.5% -$7.98K
AVGOP
322
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$1.79M 0.04%
+1,520
New +$1.71M
XLV icon
323
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$1.78M 0.04%
17,513
+2,905
+20% +$279K
ROK icon
324
Rockwell Automation
ROK
$48.3B
$1.78M 0.04%
8,780
-864
-9% -$160K
BIIB icon
325
Biogen
BIIB
$30.6B
$1.77M 0.04%
5,974
-2,845
-32% -$789K
11 12
13
14 15

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.