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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUB icon
301
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.08M 0.04%
19,860
-1,750
-8% -$185K
UPS icon
302
United Parcel Service
UPS
$88.9B
$2.03M 0.04%
17,025
-14,035
-45% -$1.65M
KYN icon
303
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$2.02M 0.04%
106,015
-3,635
-3% -$59.8K
AMAT icon
304
Applied Materials
AMAT
$428B
$1.95M 0.04%
38,188
+823
+2% +$44.6K
VIG icon
305
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.95M 0.04%
19,123
+1,718
+10% +$169K
ENR icon
306
Energizer
ENR
$1.55B
$1.94M 0.04%
40,471
-2,414
-6% -$111K
VALE icon
307
Vale
VALE
$62.6B
$1.94M 0.04%
+158,740
New +$1.68M
KMI icon
308
Kinder Morgan
KMI
$68.7B
$1.93M 0.04%
106,976
+4,367
+4% +$78.4K
SYK icon
309
Stryker
SYK
$130B
$1.93M 0.04%
12,449
+220
+2% +$33.6K
WTRG icon
310
Essential Utilities
WTRG
$11.4B
$1.92M 0.04%
+49,008
New +$1.79M
EPD icon
311
Enterprise Products Partners
EPD
$81.7B
$1.92M 0.04%
72,506
-79,972
-52% -$2.02M
EPC icon
312
Edgewell Personal Care
EPC
$1.31B
$1.91M 0.04%
32,161
-16,415
-34% -$1.03M
IJH icon
313
iShares Core S&P Mid-Cap ETF
IJH
$127B
$1.9M 0.04%
49,955
+45
+0.1% +$1.66K
VDTH
314
DELISTED
Videocon d2h Limited
VDTH
$1.87M 0.04%
197,055
-5,650
-3% -$50K
DOV icon
315
Dover
DOV
$28.4B
$1.84M 0.04%
22,594
-1,450
-6% -$112K
WBD icon
316
Warner Bros
WBD
$67.1B
$1.84M 0.04%
82,346
+7,493
+10% +$146K
KKR icon
317
KKR & Co
KKR
$92.3B
$1.8M 0.03%
85,515
-4,850
-5% -$97.4K
MKC icon
318
McCormick & Company Non-Voting
MKC
$14.2B
$1.79M 0.03%
35,114
-384
-1% -$19.1K
NVDA icon
319
NVIDIA
NVDA
$5.42T
$1.78M 0.03%
369,000
+107,000
+41% +$531K
ED icon
320
Consolidated Edison
ED
$39.9B
$1.78M 0.03%
21,002
-1,265
-6% -$109K
BHK icon
321
BlackRock Core Bond Trust
BHK
$667M
$1.77M 0.03%
125,968
-9,574
-7% -$134K
PDCE
322
DELISTED
PDC Energy, Inc.
PDCE
$1.76M 0.03%
+34,150
New +$1.62M
NTRS icon
323
Northern Trust
NTRS
$33.9B
$1.76M 0.03%
17,608
– –
LOW icon
324
Lowe's Companies
LOW
$125B
$1.73M 0.03%
18,596
+175
+1% +$14.5K
MIXT
325
DELISTED
MIX TELEMATICS LIMITED
MIXT
$1.71M 0.03%
134,210
-1,525
-1% -$16.8K
11 12
13
14 15

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SFM
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HKAM
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SUT
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.