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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.62%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
301
Consolidated Edison
ED
$39.3B
$1.51M 0.03%
22,645
-1,273
-5% -$80.5K
GOOGL icon
302
Alphabet (Google) Class A
GOOGL
$4.37T
$1.51M 0.03%
+47,280
New +$1.52M
IWF icon
303
iShares Russell 1000 Growth ETF
IWF
$127B
$1.5M 0.03%
64,744
-3,292
-5% -$81K
SIX
304
DELISTED
Six Flags Entertainment Corp.
SIX
$1.49M 0.03%
32,596
-2,231
-6% -$102K
IOC
305
DELISTED
Interoil Corporation
IOC
$1.49M 0.03%
44,145
-410
-0.9% -$16.6K
MKC icon
306
McCormick & Company Non-Voting
MKC
$14.3B
$1.46M 0.03%
35,458
-6,730
-16% -$273K
EVN
307
Eaton Vance Municipal Income Trust
EVN
$429M
$1.46M 0.03%
112,150
-16,600
-13% -$212K
STLD icon
308
Steel Dynamics
STLD
$38.5B
$1.45M 0.03%
84,450
-212
-0.3% -$4.11K
AGG icon
309
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.44M 0.03%
13,150
+810
+7% +$88.3K
IJS icon
310
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$1.43M 0.03%
27,298
-320
-1% -$17.8K
ENR icon
311
Energizer
ENR
$1.5B
$1.43M 0.03%
+36,921
New +$1.48M
SR icon
312
Spire
SR
$4.79B
$1.43M 0.03%
26,175
+100
+0.4% +$5.32K
QQQ icon
313
Invesco QQQ Trust
QQQ
$479B
$1.39M 0.03%
13,619
-1,212
-8% -$130K
TPR icon
314
Tapestry
TPR
$33.3B
$1.38M 0.03%
47,601
-31,136
-40% -$962K
HIG icon
315
Hartford Financial Services
HIG
$38.7B
$1.38M 0.03%
30,040
-50
-0.2% -$2.31K
PEG icon
316
Public Service Enterprise Group
PEG
$37.2B
$1.37M 0.03%
32,524
+692
+2% +$28.2K
BWA icon
317
BorgWarner
BWA
$14.1B
$1.36M 0.03%
37,222
-623
-2% -$25.9K
KKR icon
318
KKR & Co
KKR
$93.2B
$1.35M 0.03%
80,512
-1,123
-1% -$23.9K
UL icon
319
Unilever
UL
$135B
$1.33M 0.03%
28,895
-697
-2% -$33.3K
AVA icon
320
Avista
AVA
$3.2B
$1.32M 0.03%
39,625
-200
-0.5% -$6.39K
GLD icon
321
SPDR Gold Trust
GLD
$143B
$1.31M 0.03%
12,259
-2,382
-16% -$257K
BEN icon
322
Franklin Resources
BEN
$17B
$1.28M 0.03%
34,342
-2,433
-7% -$105K
VIG icon
323
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.28M 0.03%
17,349
-726
-4% -$56.2K
MMP
324
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.28M 0.03%
21,274
+1,383
+7% +$94.4K
VTI icon
325
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.25M 0.03%
12,717
+1,300
+11% +$136K
11 12
13
14 15

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.