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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDS icon
276
GDS Holdings
GDS
$6.29B
$2.42M 0.05%
46,991
-8,015
-15% -$359K
SU icon
277
Suncor Energy
SU
$73.4B
$2.37M 0.05%
72,308
+10,220
+16% +$319K
CXT icon
278
Crane NXT
CXT
$2.96B
$2.37M 0.05%
78,827
-10,364
-12% -$295K
TROW icon
279
T. Rowe Price
TROW
$24.3B
$2.34M 0.05%
19,235
-195
-1% -$23K
NVG icon
280
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$2.34M 0.05%
140,575
+1,257
+0.9% +$20.7K
XLC icon
281
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$2.34M 0.05%
43,650
+135
+0.3% +$6.95K
LNG icon
282
Cheniere Energy
LNG
$54.9B
$2.33M 0.05%
38,193
-1,632
-4% -$100K
ZS icon
283
Zscaler
ZS
$28.6B
$2.32M 0.05%
49,797
-1,450
-3% -$67.3K
MUB icon
284
iShares National Muni Bond ETF
MUB
$45.8B
$2.3M 0.05%
20,196
+747
+4% +$85.1K
PEG icon
285
Public Service Enterprise Group
PEG
$37.2B
$2.3M 0.05%
38,915
+3,389
+10% +$205K
NWSA icon
286
News Corp Class A
NWSA
$15.4B
$2.28M 0.05%
161,351
-52,950
-25% -$713K
CIEN icon
287
Ciena
CIEN
$54.9B
$2.26M 0.05%
+52,995
New +$2.02M
SO icon
288
Southern Company
SO
$105B
$2.25M 0.05%
35,380
+363
+1% +$22.5K
IJH icon
289
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.25M 0.05%
54,695
-8,180
-13% -$324K
VIG icon
290
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.24M 0.05%
17,977
+334
+2% +$40.4K
TKR icon
291
Timken Company
TKR
$8.77B
$2.23M 0.05%
39,593
-15,685
-28% -$793K
VPL icon
292
Vanguard FTSE Pacific ETF
VPL
$8.36B
$2.23M 0.05%
32,033
+555
+2% +$38.1K
IWO icon
293
iShares Russell 2000 Growth ETF
IWO
$14.9B
$2.21M 0.05%
10,306
+3,732
+57% +$757K
DUK icon
294
Duke Energy
DUK
$94.5B
$2.2M 0.05%
24,112
+550
+2% +$50.4K
DGS icon
295
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$2.2M 0.05%
45,961
-190
-0.4% -$8.71K
COF icon
296
Capital One
COF
$134B
$2.17M 0.05%
21,109
-200
-0.9% -$19.3K
KKR icon
297
KKR & Co
KKR
$93.2B
$2.14M 0.05%
73,317
-1,699
-2% -$48.4K
TIP icon
298
iShares TIPS Bond ETF
TIP
$14.7B
$2.12M 0.05%
18,161
-284
-2% -$33K
UPS icon
299
United Parcel Service
UPS
$89.1B
$2.11M 0.05%
18,044
+1,739
+11% +$206K
ALXN
300
DELISTED
Alexion Pharmaceuticals
ALXN
$2.1M 0.05%
19,435
+60
+0.3% +$6.42K
10 11
12
13 14

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.