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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SU icon
276
Suncor Energy
SU
$70.3B
$2.5M 0.05%
67,971
+5,650
+9% +$196K
BX icon
277
Blackstone
BX
$110B
$2.39M 0.05%
74,535
-77,925
-51% -$2.54M
GLD icon
278
SPDR Gold Trust
GLD
$142B
$2.37M 0.05%
19,200
-425
-2% -$51.5K
UN
279
DELISTED
Unilever NV New York Registry Shares
UN
$2.37M 0.05%
42,003
-3,025
-7% -$174K
AKAM icon
280
Akamai
AKAM
$15.9B
$2.36M 0.05%
36,245
-2,555
-7% -$141K
ORI icon
281
Old Republic International
ORI
$10.4B
$2.35M 0.05%
110,024
-9,051
-8% -$185K
DUK icon
282
Duke Energy
DUK
$97.3B
$2.35M 0.05%
27,878
-397
-1% -$34.7K
SHM icon
283
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$2.31M 0.04%
48,322
+15,095
+45% +$729K
NKE icon
284
Nike
NKE
$61.9B
$2.29M 0.04%
36,676
-18,101
-33% -$1.04M
TIP icon
285
iShares TIPS Bond ETF
TIP
$14.7B
$2.28M 0.04%
19,979
-10
-0.1% -$1.14K
HYD icon
286
VanEck High Yield Muni ETF
HYD
$4.4B
$2.26M 0.04%
36,179
-3,640
-9% -$227K
IWF icon
287
iShares Russell 1000 Growth ETF
IWF
$128B
$2.26M 0.04%
67,012
+1,304
+2% +$42.7K
COHR
288
DELISTED
Coherent Inc
COHR
$2.25M 0.04%
7,975
-150
-2% -$41.8K
DGX icon
289
Quest Diagnostics
DGX
$26.3B
$2.25M 0.04%
22,837
-1,896
-8% -$180K
PE
290
DELISTED
PARSLEY ENERGY INC
PE
$2.24M 0.04%
76,050
+38,675
+103% +$1.03M
KHC icon
291
Kraft Heinz
KHC
$30B
$2.21M 0.04%
28,480
+600
+2% +$47.1K
SMG icon
292
ScottsMiracle-Gro
SMG
$3.66B
$2.21M 0.04%
20,609
-2,085
-9% -$208K
PGR icon
293
Progressive
PGR
$125B
$2.19M 0.04%
38,971
-645
-2% -$33.4K
M icon
294
Macy's
M
$6.68B
$2.18M 0.04%
86,567
-1,180
-1% -$25.9K
WDC icon
295
Western Digital
WDC
$150B
$2.15M 0.04%
35,847
-25,031
-41% -$1.61M
PFN
296
PIMCO Income Strategy Fund II
PFN
$703M
$2.15M 0.04%
206,519
-7,984
-4% -$84K
NVG icon
297
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$2.12M 0.04%
137,533
+116
+0.1% +$1.79K
ABB
298
DELISTED
ABB Ltd
ABB
$2.12M 0.04%
79,143
+3,380
+4% +$86.8K
AA icon
299
Alcoa
AA
$13.2B
$2.1M 0.04%
39,077
-15,393
-28% -$704K
WBA
300
DELISTED
Walgreens Boots Alliance
WBA
$2.1M 0.04%
28,877
-7,728
-21% -$544K
10 11
12
13 14

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LCAM
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SFM
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HKAM
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SUT
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VAS
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A
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IAA
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AI
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.