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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.62%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
276
DELISTED
Unilever NV New York Registry Shares
UN
$2.1M 0.05%
52,268
-505
-1% -$21.3K
DOC icon
277
Healthpeak Properties
DOC
$14.4B
$2.09M 0.05%
61,599
-315
-0.5% -$10.9K
UAL icon
278
United Airlines
UAL
$40.2B
$2.01M 0.04%
37,813
+2,025
+6% +$114K
WMT icon
279
Walmart Inc
WMT
$897B
$1.99M 0.04%
91,848
+3,900
+4% +$89.5K
ADT
280
DELISTED
ADT Corp
ADT
$1.96M 0.04%
65,577
-3,685
-5% -$119K
MRO
281
DELISTED
Marathon Oil Corporation
MRO
$1.96M 0.04%
126,950
+6,822
+6% +$130K
MNK
282
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1.92M 0.04%
30,020
-49,347
-62% -$4.89M
AFL icon
283
Aflac
AFL
$61.1B
$1.91M 0.04%
65,738
-138,976
-68% -$4.21M
JNK icon
284
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$1.87M 0.04%
17,489
-136
-0.8% -$15.2K
VAR
285
DELISTED
Varian Medical Systems, Inc.
VAR
$1.86M 0.04%
28,812
+1,808
+7% +$132K
BHK icon
286
BlackRock Core Bond Trust
BHK
$664M
$1.86M 0.04%
144,202
+536
+0.4% +$6.83K
BXLT
287
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$1.85M 0.04%
+58,765
New +$2.03M
NIO
288
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.85M 0.04%
131,331
+1,568
+1% +$21.8K
GSK icon
289
GSK
GSK
$104B
$1.83M 0.04%
38,141
-41
-0.1% -$2.13K
NWS icon
290
News Corp Class B
NWS
$17.6B
$1.82M 0.04%
141,867
+6,950
+5% +$95.7K
SNY icon
291
Sanofi
SNY
$104B
$1.75M 0.04%
36,877
+395
+1% +$20.1K
SHM icon
292
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.74M 0.04%
35,795
-427
-1% -$20.8K
OXY icon
293
Occidental Petroleum
OXY
$58.6B
$1.73M 0.04%
26,135
-1,596
-6% -$111K
SYY icon
294
Sysco
SYY
$40.1B
$1.73M 0.04%
44,271
+1,990
+5% +$75.9K
CAM
295
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$1.63M 0.04%
26,635
-2,545
-9% -$140K
ADM icon
296
Archer Daniels Midland
ADM
$38.8B
$1.63M 0.04%
39,196
+17,457
+80% +$797K
STWD icon
297
Starwood Property Trust
STWD
$6.16B
$1.61M 0.04%
78,349
-4,078
-5% -$88.3K
GOOG icon
298
Alphabet (Google) Class C
GOOG
$4.35T
$1.55M 0.03%
51,060
-33,280
-39% -$1.02M
VLO icon
299
Valero Energy
VLO
$90.7B
$1.54M 0.03%
25,683
+1,101
+4% +$69.9K
SJM icon
300
J.M. Smucker
SJM
$12.6B
$1.53M 0.03%
13,383
– –
10 11
12
13 14

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.