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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGS icon
276
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1.99M 0.04%
42,570
-119,025
-74% -$5.5M
NEM icon
277
Newmont
NEM
$124B
$1.99M 0.04%
70,674
+8,195
+13% +$243K
SUB icon
278
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.99M 0.04%
18,695
+2,095
+13% +$221K
J icon
279
Jacobs Solutions
J
$17.2B
$1.98M 0.04%
41,135
+60
+0.1% +$2.92K
WMB icon
280
Williams Companies
WMB
$87.9B
$1.93M 0.04%
52,961
+11,695
+28% +$410K
ECL icon
281
Ecolab
ECL
$79.7B
$1.92M 0.04%
19,433
-75
-0.4% -$6.98K
BKLN icon
282
Invesco Senior Loan ETF
BKLN
$6.74B
$1.92M 0.04%
+77,680
New +$1.93M
OVV icon
283
Ovintiv
OVV
$17.6B
$1.91M 0.04%
22,021
-12,278
-36% -$1.07M
L icon
284
Loews
L
$23.3B
$1.91M 0.04%
40,777
+1,472
+4% +$67.7K
UNP icon
285
Union Pacific
UNP
$174B
$1.87M 0.04%
24,126
-90
-0.4% -$7.11K
EFA icon
286
iShares MSCI EAFE ETF
EFA
$79.8B
$1.86M 0.04%
29,126
-137
-0.5% -$8.39K
GSK icon
287
GSK
GSK
$104B
$1.81M 0.04%
28,916
-1,573
-5% -$101K
IGSB icon
288
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$1.79M 0.04%
34,084
+966
+3% +$50.7K
ED icon
289
Consolidated Edison
ED
$39.3B
$1.78M 0.04%
32,239
-3,149
-9% -$181K
BHI
290
DELISTED
Baker Hughes
BHI
$1.77M 0.04%
36,068
+15,938
+79% +$769K
STWD icon
291
Starwood Property Trust
STWD
$6.16B
$1.76M 0.04%
91,051
+16,610
+22% +$334K
VIG icon
292
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.75M 0.04%
25,195
+450
+2% +$31.1K
BEN icon
293
Franklin Resources
BEN
$17B
$1.75M 0.04%
34,558
+172
+0.5% +$8.3K
LBTYK icon
294
Liberty Global Class C
LBTYK
$3.41B
$1.74M 0.04%
56,944
-1,014
-2% -$30.5K
GOOG icon
295
Alphabet (Google) Class C
GOOG
$4.35T
$1.73M 0.04%
79,497
+5,822
+8% +$129K
DD icon
296
DuPont de Nemours
DD
$19.1B
$1.71M 0.04%
17,592
-364
-2% -$33.9K
LHX icon
297
L3Harris
LHX
$54B
$1.69M 0.03%
28,410
-563
-2% -$31.3K
EWZ icon
298
iShares MSCI Brazil ETF
EWZ
$8.91B
$1.67M 0.03%
34,815
+4,650
+15% +$207K
HSBC icon
299
HSBC
HSBC
$354B
$1.64M 0.03%
35,169
+4,324
+14% +$205K
BP icon
300
BP
BP
$110B
$1.63M 0.03%
47,383
+2,141
+5% +$73.5K
10 11
12
13 14

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HKAM
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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.