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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKR icon
251
Baker Hughes
BKR
$63.6B
$3.29M 0.07%
128,192
+10,804
+9% +$246K
TGT icon
252
Target
TGT
$69B
$3.28M 0.07%
25,549
+2,304
+10% +$270K
NWS icon
253
News Corp Class B
NWS
$17.6B
$3.21M 0.07%
221,597
-3,847
-2% -$53K
TAK icon
254
Takeda Pharmaceutical
TAK
$56B
$3.18M 0.07%
161,140
+2,700
+2% +$51.7K
TRV icon
255
Travelers Companies
TRV
$78.3B
$3.15M 0.07%
23,017
-1,652
-7% -$225K
PENG
256
Penguin Solutions Inc
PENG
$2.83B
$3.03M 0.07%
159,940
-22,180
-12% -$344K
TTE icon
257
TotalEnergies
TTE
$195B
$3.01M 0.07%
54,390
-1,333
-2% -$70.5K
VFMF icon
258
Vanguard US Multifactor ETF
VFMF
$923M
$2.99M 0.07%
36,777
+2,089
+6% +$163K
VRP icon
259
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$2.98M 0.07%
115,226
+1,896
+2% +$48.6K
MIXT
260
DELISTED
MIX TELEMATICS LIMITED
MIXT
$2.98M 0.07%
229,375
+35,255
+18% +$446K
TXT icon
261
Textron
TXT
$15.3B
$2.96M 0.06%
66,339
-3,475
-5% -$161K
LOW icon
262
Lowe's Companies
LOW
$123B
$2.95M 0.06%
24,648
-176
-0.7% -$20.1K
IJS icon
263
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$2.89M 0.06%
35,924
-68
-0.2% -$5.27K
KLAC icon
264
KLA
KLAC
$252B
$2.83M 0.06%
159,010
+220
+0.1% +$3.69K
NOC icon
265
Northrop Grumman
NOC
$82.1B
$2.83M 0.06%
8,229
+970
+13% +$341K
OPTU
266
Optimum Communications Inc
OPTU
$306M
$2.82M 0.06%
103,171
-162
-0.2% -$4.47K
PE
267
DELISTED
PARSLEY ENERGY INC
PE
$2.72M 0.06%
143,950
+48,310
+51% +$797K
IWF icon
268
iShares Russell 1000 Growth ETF
IWF
$127B
$2.63M 0.06%
59,824
+4,676
+8% +$195K
TTWO icon
269
Take-Two Interactive
TTWO
$47.4B
$2.61M 0.06%
21,317
-380
-2% -$46.3K
ENR.PRA
270
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$2.58M 0.06%
24,683
+970
+4% +$96.2K
LGF.B
271
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$2.56M 0.06%
258,182
-34,518
-12% -$298K
PGR icon
272
Progressive
PGR
$124B
$2.54M 0.06%
35,055
+125
+0.4% +$9.01K
VOO icon
273
Vanguard S&P 500 ETF
VOO
$1.03T
$2.49M 0.05%
8,423
-1,749
-17% -$495K
NUE icon
274
Nucor
NUE
$62.5B
$2.47M 0.05%
43,885
-125
-0.3% -$6.82K
SASR
275
DELISTED
Sandy Spring Bancorp Inc
SASR
$2.46M 0.05%
64,930
-21,825
-25% -$770K
9 10
11
12 13

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LCAM
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SFM
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HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.