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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
251
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$2.56M 0.05%
39,215
+6,515
+20% +$420K
ABT icon
252
Abbott
ABT
$188B
$2.52M 0.05%
76,020
-2,091
-3% -$73.4K
LQD icon
253
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$2.49M 0.05%
21,927
-9,054
-29% -$1.02M
HES
254
DELISTED
Hess
HES
$2.47M 0.05%
31,973
+220
+0.7% +$16.4K
PSX icon
255
Phillips 66
PSX
$86B
$2.45M 0.05%
42,306
+1,339
+3% +$77.6K
HAL icon
256
Halliburton
HAL
$28B
$2.43M 0.05%
50,522
+3,151
+7% +$148K
DIS icon
257
Walt Disney
DIS
$178B
$2.41M 0.05%
37,361
+358
+1% +$22.9K
KMI icon
258
Kinder Morgan
KMI
$69.9B
$2.41M 0.05%
67,712
+5,369
+9% +$201K
NOV icon
259
NOV
NOV
$7.38B
$2.38M 0.05%
33,737
+276
+0.8% +$18.5K
JNK icon
260
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$2.34M 0.05%
19,600
-4,671
-19% -$558K
IJS icon
261
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$2.31M 0.05%
45,192
+2,940
+7% +$146K
GLD icon
262
SPDR Gold Trust
GLD
$143B
$2.29M 0.05%
17,866
-35
-0.2% -$4.49K
RWX icon
263
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$2.27M 0.05%
53,989
+32,410
+150% +$1.32M
GD icon
264
General Dynamics
GD
$107B
$2.26M 0.05%
25,814
-892
-3% -$75.8K
CVE icon
265
Cenovus Energy
CVE
$54.5B
$2.22M 0.05%
74,265
-498
-0.7% -$14.7K
SJM icon
266
J.M. Smucker
SJM
$12.6B
$2.16M 0.04%
20,576
-1,250
-6% -$135K
VAR
267
DELISTED
Varian Medical Systems, Inc.
VAR
$2.11M 0.04%
32,136
-1,465
-4% -$92.8K
KRFT
268
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$2.1M 0.04%
40,091
-2,847
-7% -$156K
BWA icon
269
BorgWarner
BWA
$14.1B
$2.09M 0.04%
46,842
-3,031
-6% -$127K
KR icon
270
Kroger
KR
$34.6B
$2.09M 0.04%
103,620
-100
-0.1% -$1.92K
SYK icon
271
Stryker
SYK
$133B
$2.06M 0.04%
30,438
+131
+0.4% +$9.04K
BWP
272
DELISTED
Boardwalk Pipeline Partners
BWP
$2.04M 0.04%
67,293
-453
-0.7% -$13.9K
APA icon
273
APA Corp
APA
$14.4B
$2.04M 0.04%
+23,919
New +$1.99M
CB icon
274
Chubb
CB
$134B
$2.03M 0.04%
21,695
-430
-2% -$39.3K
VTR icon
275
Ventas
VTR
$47.2B
$2.01M 0.04%
+28,628
New +$2.12M
9 10
11
12 13

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HKAM
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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.