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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
226
Devon Energy
DVN
$49.9B
$4.2M 0.09%
161,525
-15,614
-9% -$352K
TMUS icon
227
T-Mobile US
TMUS
$191B
$4.14M 0.09%
52,761
-5,177
-9% -$407K
MO icon
228
Altria Group
MO
$109B
$4.11M 0.09%
82,326
-16,834
-17% -$794K
ENB icon
229
Enbridge
ENB
$112B
$4.09M 0.09%
102,955
+2,656
+3% +$99.2K
NTB icon
230
Bank of N.T. Butterfield & Son
NTB
$2.46B
$3.99M 0.09%
107,750
+5,035
+5% +$168K
SLB icon
231
SLB Ltd
SLB
$78.9B
$3.88M 0.08%
96,424
+3,461
+4% +$124K
SYK icon
232
Stryker
SYK
$133B
$3.81M 0.08%
18,132
+845
+5% +$175K
CLX icon
233
Clorox
CLX
$13B
$3.81M 0.08%
24,782
+226
+0.9% +$33.8K
IEI icon
234
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$3.79M 0.08%
30,133
+803
+3% +$101K
DVY icon
235
iShares Select Dividend ETF
DVY
$23.6B
$3.74M 0.08%
35,365
+354
+1% +$36.5K
VTR icon
236
Ventas
VTR
$47.2B
$3.68M 0.08%
63,751
+5,946
+10% +$373K
AFL icon
237
Aflac
AFL
$61.2B
$3.57M 0.08%
67,487
-757
-1% -$40.2K
D icon
238
Dominion Energy
D
$59.1B
$3.56M 0.08%
43,023
+1,921
+5% +$157K
FCX icon
239
Freeport-McMoran
FCX
$98.7B
$3.56M 0.08%
271,461
-35,150
-11% -$386K
PZZA icon
240
Papa John's
PZZA
$785M
$3.56M 0.08%
56,385
-6,800
-11% -$403K
KMB icon
241
Kimberly-Clark
KMB
$35.9B
$3.56M 0.08%
25,883
-70
-0.3% -$9.47K
PPL
242
PPL Corp
PPL
$26.3B
$3.48M 0.08%
96,891
-2,295
-2% -$76.9K
APTV icon
243
Aptiv
APTV
$10.3B
$3.44M 0.08%
36,241
-910
-2% -$83.3K
ALK icon
244
Alaska Air
ALK
$5.27B
$3.4M 0.07%
50,170
-13,350
-21% -$912K
IGSB icon
245
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$3.39M 0.07%
63,248
-3,360
-5% -$180K
VWO icon
246
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$3.37M 0.07%
75,681
-511
-0.7% -$21.6K
MINT icon
247
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$3.35M 0.07%
32,942
+4,133
+14% +$420K
MEOH icon
248
Methanex
MEOH
$4.27B
$3.32M 0.07%
85,846
-10,500
-11% -$394K
ABBV icon
249
AbbVie
ABBV
$438B
$3.3M 0.07%
37,242
-6,380
-15% -$530K
WRK
250
DELISTED
WestRock Company
WRK
$3.29M 0.07%
76,780
-4,373
-5% -$171K
8 9
10
11 12

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LCAM
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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.