We are live on ! Find out more
PA

Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.62%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
226
DELISTED
Walgreens Boots Alliance
WBA
$3.5M 0.08%
42,081
+3,073
+8% +$278K
BIIB icon
227
Biogen
BIIB
$30.6B
$3.33M 0.07%
11,422
+2,663
+30% +$879K
CAH icon
228
Cardinal Health
CAH
$55.5B
$3.33M 0.07%
43,315
+60
+0.1% +$5.01K
ET icon
229
Energy Transfer Partners
ET
$70.9B
$3.28M 0.07%
157,830
+6,566
+4% +$185K
COST icon
230
Costco
COST
$423B
$3.27M 0.07%
22,599
+770
+4% +$110K
EFA icon
231
iShares MSCI EAFE ETF
EFA
$79.8B
$3.27M 0.07%
56,958
+301
+0.5% +$18.6K
RSP icon
232
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$3.25M 0.07%
44,211
+10
+0% +$779
MBLY
233
DELISTED
Mobileye N.V.
MBLY
$3.22M 0.07%
70,751
-1,853
-3% -$102K
COHR
234
DELISTED
Coherent Inc
COHR
$3.18M 0.07%
58,140
-1,275
-2% -$74.5K
BAX icon
235
Baxter International
BAX
$14.4B
$3.18M 0.07%
96,740
-87,421
-47% -$3.31M
TTE icon
236
TotalEnergies
TTE
$195B
$3.07M 0.07%
42,929,895,854
-3,580,528,568
-8% -$358K
EPC icon
237
Edgewell Personal Care
EPC
$1.29B
$3.03M 0.07%
37,098
+679
+2% +$61.4K
RDS.A
238
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.02M 0.07%
67,295
+9,091
+16% +$462K
PPL
239
PPL Corp
PPL
$26.3B
$3M 0.07%
91,093
+974
+1% +$30.5K
RWX icon
240
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$2.98M 0.07%
75,885
-3,107
-4% -$127K
BRCM
241
DELISTED
BROADCOM CORP CL-A
BRCM
$2.98M 0.07%
58,005
-19,630
-25% -$1.01M
NWL icon
242
Newell Brands
NWL
$2.51B
$2.93M 0.06%
73,879
-3,158
-4% -$133K
TIP icon
243
iShares TIPS Bond ETF
TIP
$14.7B
$2.9M 0.06%
26,245
-244
-0.9% -$27.2K
CLX icon
244
Clorox
CLX
$13B
$2.88M 0.06%
24,908
-556
-2% -$62.4K
HAIN icon
245
Hain Celestial
HAIN
$53.4M
$2.88M 0.06%
55,715
+48,700
+694% +$3.08M
SO icon
246
Southern Company
SO
$105B
$2.84M 0.06%
63,478
+103
+0.2% +$4.52K
VWO icon
247
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.81M 0.06%
84,832
-134,250
-61% -$4.88M
AVGO icon
248
Broadcom
AVGO
$2.01T
$2.79M 0.06%
222,960
+110
+0% +$1.39K
AEP icon
249
American Electric Power
AEP
$66.9B
$2.76M 0.06%
48,540
-519
-1% -$28.8K
SUB icon
250
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.75M 0.06%
26,005
-1,875
-7% -$198K
8 9
10
11 12

Similar funds

LCAM
London & Capital Asset Management London, United Kingdom $9.18B AUM 25.04% 1-Year Est. Return
SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return

Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.