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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
226
Exelon
EXC
$45.8B
$3.01M 0.06%
142,529
+2,701
+2% +$59.1K
SYT
227
DELISTED
Syngenta Ag
SYT
$3.01M 0.06%
37,060
-495
-1% -$39.7K
KMR
228
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$3M 0.06%
43,507
-266
-0.6% -$19.5K
SE
229
DELISTED
Spectra Energy Corp Wi
SE
$2.95M 0.06%
86,176
+14
+0% +$484
PFG icon
230
Principal Financial Group
PFG
$24.4B
$2.93M 0.06%
68,482
-5,000
-7% -$208K
NVO
231
Novo Nordisk
NVO
$211B
$2.93M 0.06%
173,160
+72,000
+71% +$1.21M
AEP icon
232
American Electric Power
AEP
$66.9B
$2.89M 0.06%
66,758
-1,723
-3% -$76.6K
BRK.B icon
233
Berkshire Hathaway Class B
BRK.B
$1.14T
$2.88M 0.06%
25,396
+125
+0.5% +$14.4K
COST icon
234
Costco
COST
$423B
$2.87M 0.06%
24,899
-150
-0.6% -$17.3K
ABB
235
DELISTED
ABB Ltd
ABB
$2.87M 0.06%
121,525
+1,325
+1% +$29.9K
MUB icon
236
iShares National Muni Bond ETF
MUB
$45.8B
$2.79M 0.06%
26,745
-4,345
-14% -$449K
SBUX icon
237
Starbucks
SBUX
$119B
$2.79M 0.06%
72,394
-11,050
-13% -$397K
TIP icon
238
iShares TIPS Bond ETF
TIP
$14.7B
$2.78M 0.06%
24,721
-1,600
-6% -$178K
GPC icon
239
Genuine Parts
GPC
$18.5B
$2.77M 0.06%
34,212
-250
-0.7% -$20.3K
PPL
240
PPL Corp
PPL
$26.3B
$2.76M 0.06%
97,651
+1,342
+1% +$38.5K
BDC icon
241
Belden
BDC
$5.28B
$2.72M 0.06%
42,455
-1,600
-4% -$93.8K
ESRX
242
DELISTED
Express Scripts Holding Company
ESRX
$2.7M 0.06%
43,711
+17,070
+64% +$1.1M
BNY
243
Bank of New York Mellon
BNY
$108B
$2.69M 0.06%
89,224
-136
-0.2% -$4.17K
GATX icon
244
GATX Corp
GATX
$6.23B
$2.69M 0.06%
56,701
-2,150
-4% -$99.3K
SLF icon
245
Sun Life Financial
SLF
$45.8B
$2.69M 0.06%
84,133
-2,500
-3% -$79.5K
LLY icon
246
Eli Lilly
LLY
$1.1T
$2.67M 0.06%
53,034
+16,254
+44% +$851K
VNQ icon
247
Vanguard Real Estate ETF
VNQ
$38.6B
$2.64M 0.05%
39,947
+8,930
+29% +$607K
TFCF
248
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$2.64M 0.05%
+79,098
New +$2.49M
TEVA icon
249
Teva Pharmaceuticals
TEVA
$42.1B
$2.61M 0.05%
69,034
-83,498
-55% -$3.26M
HAS icon
250
Hasbro
HAS
$13.3B
$2.58M 0.05%
54,800
+1,853
+3% +$86.5K
8 9
10
11 12

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.