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PRCM

Pine River Capital Management Portfolio holdings

AUM $32.9M
1-Year Est. Return 4.47%
This Fund
S&P 500
This Quarter Est. Return
+4.6%
1 Year Est. Return
+4.47%
3 Year Est. Return
+108.42%
5 Year Est. Return
+124.09%
10 Year Est. Return
–
AUM
$8.21B
AUM Growth
-$1.1B
Cap. Flow
-$2.33B
Cap. Flow %
-28.38%
Top 10 Hldgs %
24.15%
Holding
776
New
298
Increased
149
Reduced
116
Closed
137

Top Buys

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$184M
2
AGNC icon
AGNC Investment
AGNC
+$157M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$66.2M
4
GM.WS.B
General Motors Company
GM.WS.B
+$55.7M
5
V icon
Visa
V
+$42.7M

Top Sells

Rank Stock Value
1
MOLX
MOLEX INC
MOLX
+$84M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$72.6M
3
ODP
ODP
ODP
+$53.6M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$49.2M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.3M

Sector Composition

Rank Sector Weight
1 Real Estate 9.62%
2 Financials 9.21%
3 Technology 4%
4 Energy 3.53%
5 Consumer Discretionary 3.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
501
Ford
F
$60.9B
$644K 0.01%
+41,737
New +$700K
NTC
502
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$634K 0.01%
+54,615
New +$639K
NKX icon
503
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
$626K 0.01%
+51,450
New +$629K
SSRI
504
DELISTED
Silver Standard Resources
SSRI
$626K 0.01%
90,000
+30,000
+50% +$181K
BAGL
505
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
$611K 0.01%
42,188
– –
CAT icon
506
CALL
Caterpillar
CAT
$361B
$608K 0.01%
6,700
-18,300
-73% -$1.56M
CAT icon
507
PUT
Caterpillar
CAT
$361B
$608K 0.01%
+6,700
New +$572K
PXD
508
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$607K 0.01%
+3,300
New +$635K
PXD
509
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$607K 0.01%
+3,300
New +$635K
JNJ icon
510
Johnson & Johnson
JNJ
$640B
$603K 0.01%
6,583
-142,113
-96% -$13.1M
BEAT
511
DELISTED
BioTelemetry, Inc.
BEAT
$588K 0.01%
74,020
-28,876
-28% -$270K
PRKR
512
DELISTED
Parkervision Inc
PRKR
$582K 0.01%
12,794
+9,244
+260% +$357K
EOG icon
513
CALL
EOG Resources
EOG
$77.7B
$571K 0.01%
+6,800
New +$583K
EOG icon
514
PUT
EOG Resources
EOG
$77.7B
$571K 0.01%
+6,800
New +$583K
MUA icon
515
BlackRock MuniAssets Fund
MUA
$516M
$546K 0.01%
+47,218
New +$550K
MDLZ icon
516
CALL
Mondelez International
MDLZ
$83.4B
$540K 0.01%
+15,300
New +$509K
MDLZ icon
517
PUT
Mondelez International
MDLZ
$83.4B
$540K 0.01%
+15,300
New +$509K
OCSL icon
518
Oaktree Specialty Lending
OCSL
$1.05B
$531K 0.01%
19,131
– –
CL icon
519
CALL
Colgate-Palmolive
CL
$74.8B
$522K 0.01%
+8,000
New +$512K
CL icon
520
PUT
Colgate-Palmolive
CL
$74.8B
$522K 0.01%
+8,000
New +$512K
PMM
521
Franklin Managed Municipal Income Trust
PMM
$270M
$521K 0.01%
78,400
– –
NPM
522
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$516K 0.01%
+41,157
New +$518K
EMR icon
523
CALL
Emerson Electric
EMR
$81.6B
$512K 0.01%
+7,300
New +$488K
EMR icon
524
PUT
Emerson Electric
EMR
$81.6B
$512K 0.01%
+7,300
New +$488K
NEM icon
525
Newmont
NEM
$96.2B
$505K 0.01%
+21,900
New +$562K
19 20
21
22 23

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Pine River Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Pine River Capital Management held 776 positions worth $8.21B, down 12% from $9.31B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Pine River Capital Management withdrew a net $2.33B in Q4 2013, closing 137 positions and reducing 116 holdings. Its most notable exit was MOLEX INC, an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 9.6% of assets, up from 6.6% a quarter earlier, followed by Financials and Technology.

Against the trend, Pine River Capital Management opened a new position in Annaly Capital Management worth $169M.

  • Pine River Capital Management's largest Q4 2013 buy was Annaly Capital Management: 4,241,067 shares worth $169M.
  • Pine River Capital Management added most to AGNC Investment in Q4 2013, an estimated $157M increase.
  • Pine River Capital Management's biggest Q4 2013 reduction was ODP, cutting an estimated $53.6M.
  • Pine River Capital Management fully exited MOLEX INC in Q4 2013, selling an estimated $84M.
  • Pine River Capital Management's ten largest holdings make up 24% of its $8.21B portfolio in Q4 2013.
  • Pine River Capital Management opened 298 new positions and closed 137 in Q4 2013.
  • Pine River Capital Management's portfolio value fell 12% quarter-over-quarter to $8.21B.

Based on Pine River Capital Management's 13F filing for Q4 2013, filed 13 Feb 2014.