PRCM

Pine River Capital Management Portfolio holdings

AUM $2.12M

1-Year Return 0.81%

2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

+4.68%

1 Year Return

+0.81%

3 Year Return

+72.38%

5 Year Return

+80.71%

10 Year Return

–

AUM

$5.54B

AUM Growth

+$2.18M (+0.04%)

Cap. Flow

-$1.13B

Cap. Flow % of AUM

-20.42%

Top 10 Holdings % Top 10 Hldgs %

32.28%

Holding

830

New

197

Increased

121

Reduced

122

Closed

164

Top Buys

1	BRCM BROADCOM CORP CL-A BRCM	$147M
2	QIHU QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS QIHU	$138M
3	PCP PRECISION CASTPARTS CORP PCP	$129M
4	SPDR S&P Oil & Gas Exploration & Production ETF XOP	$101M
5	AGNC Investment AGNC	$92.8M

Top Sells

1	SIAL SIGMA - ALDRICH CORP SIAL	$270M
2	THOR THORATEC CORPORATION THOR	$144M
3	CNW CON-WAY INC. CNW	$123M
4	WX WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS WX	$88.1M
5	CIT CIT Group Inc. CIT	$72.5M

Sector Composition

1	Technology	12.42%
2	Energy	10.41%
3	Industrials	9.96%
4	Healthcare	6.94%
5	Communication Services	5.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
401	401 CenterPoint Energy CNP $24.7B	$499K	0.01%	+27,200	New	+$499K
402	402 Harley-Davidson HOG $3.67B	$499K	0.01%	+11,000	New	+$499K
403	403 Jack in the Box JACK $386M	$499K	0.01%	+6,500	New	+$499K
404	404 Phillips 66 PSX $53.2B	$499K	0.01%	+6,100	New	+$499K
405	405 Teradata TDC $1.99B	$499K	0.01%	18,900 +1,500	+9%	+$39.6K
406	GNC 406 DELISTED GNC Holdings, Inc. GNC	$499K	0.01%	16,100 +4,600	+40%	+$143K
407	WNR 407 DELISTED Western Refining Inc WNR	$499K	0.01%	+14,000	New	+$499K
408	408 Comerica CMA $8.85B	$498K	0.01%	11,900 -400	-3%	-$16.7K
409	409 FirstEnergy FE $25.1B	$498K	0.01%	+15,700	New	+$498K
410	410 Masco MAS $15.9B	$498K	0.01%	17,600 -2,000	-10%	-$56.6K
411	411 Mondelez International MDLZ $79.9B	$498K	0.01%	+11,100	New	+$498K
412	412 MSCI MSCI $42.9B	$498K	0.01%	+6,900	New	+$498K
413	413 Urban Outfitters URBN $6.35B	$498K	0.01%	21,900 +4,500	+26%	+$102K
414	414 VF Corp VFC $5.86B	$498K	0.01%	+8,496	New	+$498K
415	DNKN 415 DELISTED Dunkin' Brands Group, Inc. DNKN	$498K	0.01%	+11,700	New	+$498K
416	VAL 416 DELISTED Valspar VAL	$498K	0.01%	+6,000	New	+$498K
417	GGP 417 DELISTED GGP Inc. GGP	$498K	0.01%	+18,300	New	+$498K
418	ITC 418 DELISTED ITC HOLDINGS CORP ITC	$498K	0.01%	+12,700	New	+$498K
419	419 Ameren AEE $27.2B	$497K	0.01%	+11,500	New	+$497K
420	420 Fidelity National Information Services FIS $35.9B	$497K	0.01%	+8,200	New	+$497K
421	421 Fossil Group FOSL $165M	$497K	0.01%	+13,600	New	+$497K
422	422 Eli Lilly LLY $652B	$497K	0.01%	+5,900	New	+$497K
423	423 Northern Trust NTRS $24.3B	$497K	0.01%	+6,900	New	+$497K
424	424 Regions Financial RF $24.1B	$497K	0.01%	51,800 -4,300	-8%	-$41.3K
425	DISH 425 DELISTED DISH Network Corp. DISH	$497K	0.01%	+8,700	New	+$497K