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PFA

Pettinga Financial Advisors Portfolio holdings

AUM $624M
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
+12.81%
1 Year Est. Return
+24.87%
3 Year Est. Return
+71.82%
5 Year Est. Return
+75.97%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$43.6M
Cap. Flow
+$14.2M
Cap. Flow %
5.08%
Top 10 Hldgs %
57.1%
Holding
98
New
15
Increased
36
Reduced
34
Closed
8

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.13M
3
OBDC icon
Blue Owl Capital
OBDC
+$2.61M
4
DLY
DoubleLine Yield Opportunities Fund
DLY
+$2.37M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.07M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.65M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.66M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.37M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.33M
5
IYG icon
iShares US Financial Services ETF
IYG
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.93%
2 Technology 1.85%
3 Consumer Staples 0.65%
4 Consumer Discretionary 0.59%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
51
Vanguard High Dividend Yield ETF
VYM
$82.3B
$660K 0.24%
7,217
-15,279
-68% -$1.33M
UUP icon
52
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$657K 0.24%
+27,100
New +$674K
MIE
53
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$555K 0.2%
239,241
+177,596
+288% +$358K
PPLT
54
abrdn Physical Platinum Shares ETF
PPLT
$1.99B
$537K 0.19%
53,350
+1,700
+3% +$15K
AMLP icon
55
Alerian MLP ETF
AMLP
$12.9B
$535K 0.19%
+20,850
New +$501K
XOP icon
56
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$488K 0.17%
8,348
-50
-0.6% -$2.53K
DGRO icon
57
iShares Core Dividend Growth ETF
DGRO
$43.4B
$483K 0.17%
+10,775
New +$458K
MCD icon
58
McDonald's
MCD
$196B
$454K 0.16%
2,114
-56
-3% -$12.2K
WMT icon
59
Walmart Inc
WMT
$892B
$428K 0.15%
8,892
+318
+4% +$15.4K
SHYG icon
60
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$426K 0.15%
9,373
-329
-3% -$14.7K
COST icon
61
Costco
COST
$421B
$383K 0.14%
1,017
+2
+0.2% +$747
MBB icon
62
iShares MBS ETF
MBB
$39B
$381K 0.14%
3,461
-362
-9% -$39.9K
FLOT icon
63
iShares Floating Rate Bond ETF
FLOT
$10.3B
$366K 0.13%
7,220
-598
-8% -$30.3K
IGSB icon
64
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$366K 0.13%
6,631
+4
+0.1% +$220
OLED icon
65
Universal Display
OLED
$4.01B
$358K 0.13%
1,560
-100
-6% -$21.4K
DIS icon
66
Walt Disney
DIS
$181B
$336K 0.12%
+1,854
New +$266K
VZ icon
67
Verizon
VZ
$195B
$329K 0.12%
5,596
-707
-11% -$42K
PEP icon
68
PepsiCo
PEP
$189B
$327K 0.12%
2,205
-48
-2% -$6.82K
PFF icon
69
iShares Preferred and Income Securities ETF
PFF
$13.2B
$316K 0.11%
8,209
-495
-6% -$18.5K
ELV icon
70
Elevance Health
ELV
$84.9B
$297K 0.11%
924
+9
+1% +$2.76K
EPD icon
71
Enterprise Products Partners
EPD
$82.3B
$283K 0.1%
14,450
-13,640
-49% -$254K
FCNCA icon
72
First Citizens BancShares
FCNCA
$25.5B
$279K 0.1%
+485
New +$245K
GABC icon
73
German American Bancorp
GABC
$1.91B
$268K 0.1%
8,090
+27
+0.3% +$853
LQDH icon
74
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$266K 0.1%
+2,779
New +$260K
EIS icon
75
iShares MSCI Israel ETF
EIS
$888M
$264K 0.09%
4,115
– –
1 2
3
4

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Pettinga Financial Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Pettinga Financial Advisors held 98 positions worth $279M, up 18% from $236M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Pettinga Financial Advisors deployed $14.2M of net new capital in Q4 2020, opening 15 new positions and adding to 36 existing holdings. Its largest new stake was DoubleLine Income Solutions Fund: 53,209 shares worth $882K.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 5.3% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Small-Cap ETF, an estimated $2.66M trimmed.

  • Pettinga Financial Advisors's largest Q4 2020 buy was DoubleLine Income Solutions Fund: 53,209 shares worth $882K.
  • Pettinga Financial Advisors added most to iShares ESG Aware MSCI USA ETF in Q4 2020, an estimated $5.9M increase.
  • Pettinga Financial Advisors's biggest Q4 2020 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $2.66M.
  • Pettinga Financial Advisors fully exited iShares Core MSCI EAFE ETF in Q4 2020, selling an estimated $4.65M.
  • Pettinga Financial Advisors's ten largest holdings make up 57% of its $279M portfolio in Q4 2020.
  • Pettinga Financial Advisors opened 15 new positions and closed 8 in Q4 2020.
  • Pettinga Financial Advisors's portfolio value rose 18% quarter-over-quarter to $279M.

Based on Pettinga Financial Advisors's 13F filing for Q4 2020, filed 29 Jan 2021.