We are live on ! Find out more
PFA

Pettinga Financial Advisors Portfolio holdings

AUM $624M
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
+7.44%
1 Year Est. Return
+24.87%
3 Year Est. Return
+71.82%
5 Year Est. Return
+75.97%
10 Year Est. Return
–
AUM
$236M
AUM Growth
+$28.9M
Cap. Flow
+$13.7M
Cap. Flow %
5.82%
Top 10 Hldgs %
56.27%
Holding
87
New
7
Increased
42
Reduced
28
Closed
4

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$3.88M
2
OBDC icon
Blue Owl Capital
OBDC
+$2.71M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.2M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.82M
5
DLY
DoubleLine Yield Opportunities Fund
DLY
+$1.81M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.22M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.83M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$1.13M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$873K

Sector Composition

Rank Sector Weight
1 Financials 5.29%
2 Technology 1.79%
3 Energy 0.79%
4 Consumer Staples 0.75%
5 Consumer Discretionary 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLT
51
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$434K 0.18%
51,650
+1,450
+3% +$12.4K
SHYG icon
52
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$426K 0.18%
9,702
+2,400
+33% +$105K
MBB icon
53
iShares MBS ETF
MBB
$39.1B
$422K 0.18%
3,823
+1,252
+49% +$138K
IYE icon
54
iShares US Energy ETF
IYE
$1.7B
$420K 0.18%
26,345
-450
-2% -$8.5K
TLT icon
55
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$400K 0.17%
+2,448
New +$406K
WMT icon
56
Walmart Inc
WMT
$891B
$400K 0.17%
8,574
+6
+0.1% +$267
FLOT icon
57
iShares Floating Rate Bond ETF
FLOT
$10.3B
$397K 0.17%
7,818
+2,392
+44% +$121K
VZ icon
58
Verizon
VZ
$195B
$375K 0.16%
6,303
-397
-6% -$23.1K
IGSB icon
59
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$364K 0.15%
6,627
+1,558
+31% +$85.6K
COST icon
60
Costco
COST
$420B
$360K 0.15%
1,015
+2
+0.2% +$672
XOP icon
61
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$353K 0.15%
+8,398
New +$422K
CVX icon
62
Chevron
CVX
$365B
$344K 0.15%
4,784
-375
-7% -$31.5K
PFF icon
63
iShares Preferred and Income Securities ETF
PFF
$13.3B
$317K 0.13%
8,704
+1,995
+30% +$71.8K
PEP icon
64
PepsiCo
PEP
$190B
$312K 0.13%
2,253
-180
-7% -$24.5K
XOM icon
65
ExxonMobil
XOM
$632B
$302K 0.13%
8,799
-825
-9% -$33.7K
OLED icon
66
Universal Display
OLED
$4.16B
$300K 0.13%
1,660
-25
-1% -$4.27K
EFAV icon
67
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$284K 0.12%
4,176
– –
ABT icon
68
Abbott
ABT
$186B
$251K 0.11%
2,310
-5
-0.2% -$507
ELV icon
69
Elevance Health
ELV
$85.7B
$246K 0.1%
915
+8
+0.9% +$2.15K
GABC icon
70
German American Bancorp
GABC
$1.9B
$219K 0.09%
8,063
+1,024
+15% +$29.5K
HD icon
71
Home Depot
HD
$354B
$219K 0.09%
+787
New +$213K
UGA icon
72
United States Gasoline Fund
UGA
$124M
$219K 0.09%
11,009
-22,260
-67% -$440K
EIS icon
73
iShares MSCI Israel ETF
EIS
$909M
$216K 0.09%
4,115
-250
-6% -$13.5K
WMB icon
74
Williams Companies
WMB
$86B
$209K 0.09%
+10,634
New +$216K
QUAL icon
75
iShares MSCI USA Quality Factor ETF
QUAL
$47.8B
$206K 0.09%
+1,984
New +$203K
1 2
3
4

Similar funds

WVUF
West Virginia University Foundation Morgantown, West Virginia $623M AUM 16.48% 1-Year Est. Return
AGWCA
Annis Gardner Whiting Capital Advisors Tampa, Florida $625M AUM 23.8% 1-Year Est. Return
DAMU
Deltroit Asset Management (UK) London $623M AUM
SGA
Strategic Global Advisors Newport Beach, California $625M AUM 28.76% 1-Year Est. Return
KAS
Kemnay Advisory Services New York $622M AUM 14.52% 1-Year Est. Return
DMC
Deer Management Company Larchmont, New York $622M AUM 24.27% 1-Year Est. Return
HC
Headwater Capital Hong Kong, China $622M AUM 63.11% 1-Year Est. Return
KC
KCM Capital Shawnee, Kansas $622M AUM

Pettinga Financial Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Pettinga Financial Advisors held 87 positions worth $236M, up 14% from $207M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Pettinga Financial Advisors deployed $13.7M of net new capital in Q3 2020, opening 7 new positions and adding to 42 existing holdings. Its largest new stake was DoubleLine Yield Opportunities Fund: 99,348 shares worth $1.82M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $3.22M trimmed.

  • Pettinga Financial Advisors's largest Q3 2020 buy was DoubleLine Yield Opportunities Fund: 99,348 shares worth $1.82M.
  • Pettinga Financial Advisors added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2020, an estimated $3.88M increase.
  • Pettinga Financial Advisors's biggest Q3 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $3.22M.
  • Pettinga Financial Advisors fully exited State Street Technology Select Sector SPDR ETF in Q3 2020, selling an estimated $359K.
  • Pettinga Financial Advisors's ten largest holdings make up 56% of its $236M portfolio in Q3 2020.
  • Pettinga Financial Advisors opened 7 new positions and closed 4 in Q3 2020.
  • Pettinga Financial Advisors's portfolio value rose 14% quarter-over-quarter to $236M.

Based on Pettinga Financial Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.