PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
+8.99%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$1.04B
AUM Growth
+$214M
Cap. Flow
+$49.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
19.49%
Holding
317
New
67
Increased
74
Reduced
60
Closed
69

Top Buys

1
CTEV
Claritev Corporation
CTEV
$21.7M
2
ALUS
Alussa Energy Acquisition Corp.
ALUS
$11.7M
3
HECCU
Hudson Executive Investment Corp. Units
HECCU
$10M
4
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$8.99M
5
ARKO icon
ARKO Corp
ARKO
$8.96M

Top Sells

1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$22.7M
2
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$17.5M
3
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$12.6M
4
BMTX
BM Technologies, Inc.
BMTX
$12.5M
5
HYLN icon
Hyliion Holdings
HYLN
$10.6M

Sector Composition

1 Consumer Discretionary 15.3%
2 Financials 10.64%
3 Technology 10.25%
4 Industrials 9.17%
5 Healthcare 6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LFLYW
201
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$78K 0.01%
150,950
– –
ESSCR
202
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$76K 0.01%
+401,500
New +$76K
PIC.WS
203
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$76K 0.01%
97,400
-20,200
-17% -$15.8K
KBLMR
204
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$73K 0.01%
292,980
-175,120
-37% -$43.6K
MAPSW icon
205
WM Technology, Inc. Warrants
MAPSW
$3.67M
$71K 0.01%
142,869
-48,031
-25% -$23.9K
AGBAR
206
DELISTED
AGBA Acquisition Limited Right
AGBAR
$64K 0.01%
399,795
-5
-0% -$1
PTACW
207
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$62K 0.01%
+78,300
New +$62K
GNRSW
208
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$57K 0.01%
+271,000
New +$57K
ANDAR
209
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$56K 0.01%
225,000
+33,900
+18% +$8.44K
LCAHW
210
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$56K 0.01%
10,400
-70,000
-87% -$377K
LGHL
211
Lion Group Holding
LGHL
$2.96M
$54K ﹤0.01%
7
-202
-97% -$1.56M
SAQNW
212
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$54K ﹤0.01%
+60,250
New +$54K
TOTAW
213
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$53K ﹤0.01%
265,547
-5,953
-2% -$1.19K
JSPRW icon
214
Japer Therapeutics, Inc. Warrants
JSPRW
$52K ﹤0.01%
+50,200
New +$52K
LOACR
215
DELISTED
Longevity Acquisition Corporation Right
LOACR
$42K ﹤0.01%
212,068
+107,893
+104% +$21.4K
ZGYHR
216
DELISTED
Yunhong International Right
ZGYHR
$40K ﹤0.01%
+206,200
New +$40K
RMG.WS
217
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$30K ﹤0.01%
30,000
-400
-1% -$400
NBACR
218
DELISTED
Newborn Acquisition Corp. Right
NBACR
$27K ﹤0.01%
+126,850
New +$27K
AVPTW
219
DELISTED
AvePoint Inc Warrant
AVPTW
$26K ﹤0.01%
+15,400
New +$26K
SNAXW
220
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$25K ﹤0.01%
65,000
-126,000
-66% -$48.5K
THCAW
221
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$25K ﹤0.01%
47,205
-18,395
-28% -$9.74K
ZGYHW
222
DELISTED
Yunhong International Warrant
ZGYHW
$25K ﹤0.01%
+103,100
New +$25K
NVVEW icon
223
Newborn Acquisition Corp. Warrant
NVVEW
$58.8K
$20K ﹤0.01%
+126,850
New +$20K
TOTAR
224
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$19K ﹤0.01%
67,092
-53,708
-44% -$15.2K
ALUS.WS
225
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$14K ﹤0.01%
25,700
– –
7 8
9
10 11