PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
+1.35%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$830M
AUM Growth
+$59.5M
Cap. Flow
-$36.5M
Cap. Flow %
-4.4%
Top 10 Hldgs %
18.97%
Holding
279
New
52
Increased
58
Reduced
47
Closed
38

Top Buys

1
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$10.5M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$9.97M
3
RMO
Romeo Power, Inc.
RMO
$8.38M
4
FSRVU
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
$8.2M
5
LATNU
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
$7.18M

Top Sells

1
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$13.1M
2
RWGE
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$12.6M
3
NFH
New Frontier Health Corporation Ordinary Shares
NFH
$12.5M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
$12.5M
5
AHCO icon
AdaptHealth
AHCO
$8.02M

Sector Composition

1 Consumer Discretionary 14.78%
2 Industrials 11.3%
3 Financials 7.88%
4 Technology 6.09%
5 Consumer Staples 4.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PAACW
201
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
$51K 0.01%
341,700
+200
+0.1% +$30
BWMCW
202
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$50K 0.01%
80,700
-70,200
-47% -$43.5K
RMG.WS
203
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$49K 0.01%
80,400
– –
ALGRW
204
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$46K 0.01%
255,906
-100,000
-28% -$18K
LOTZW
205
DELISTED
CarLotz, Inc. Warrant
LOTZW
$44K 0.01%
+60,400
New +$44K
GIX.RT
206
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$44K 0.01%
175,900
-50,300
-22% -$12.6K
BRPAR
207
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$44K 0.01%
159,400
– –
MOSC.WS
208
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$44K 0.01%
46,740
-55,000
-54% -$51.8K
SNAXW
209
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$40K ﹤0.01%
191,000
– –
SPAQ.WS
210
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$38K ﹤0.01%
70,200
-400
-0.6% -$217
NEBUW
211
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$38K ﹤0.01%
29,000
-33,500
-54% -$43.9K
HHHHW
212
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$36K ﹤0.01%
436,700
+100,000
+30% +$8.24K
ALACW
213
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$34K ﹤0.01%
562,500
+346,300
+160% +$20.9K
THCAW
214
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$30K ﹤0.01%
65,600
-50,000
-43% -$22.9K
KBLMW
215
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$27K ﹤0.01%
332,747
-141,853
-30% -$11.5K
AGBAW
216
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
$26K ﹤0.01%
+399,800
New +$26K
LTRYW icon
217
Lottery.com, Inc. Warrants
LTRYW
$343K
$23K ﹤0.01%
231,400
– –
UKOMW
218
Ucommune International Ltd Warrant expiring 11/17/2025
UKOMW
$15.2K
$22K ﹤0.01%
+334,791
New +$22K
TOTAR
219
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$22K ﹤0.01%
120,800
– –
LOACR
220
DELISTED
Longevity Acquisition Corporation Right
LOACR
$19K ﹤0.01%
104,175
– –
FLLCW
221
DELISTED
Fellazo Inc. Warrant
FLLCW
$19K ﹤0.01%
+320,700
New +$19K
GRNVR
222
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
$18K ﹤0.01%
+100,000
New +$18K
TOTAW
223
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$17K ﹤0.01%
271,500
– –
NRXPW icon
224
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
$16K ﹤0.01%
91,916
– –
RVPHW icon
225
Reviva Pharmaceuticals Holdings, Inc. Warrants
RVPHW
$479K
$16K ﹤0.01%
90,600
– –
7 8
9
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