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Periscope Capital Portfolio holdings

AUM $902M
1-Year Est. Return 6.51%
This Fund
S&P 500
This Quarter Est. Return
+1.33%
1 Year Est. Return
+6.51%
3 Year Est. Return
+26.76%
5 Year Est. Return
+36.23%
10 Year Est. Return
–
AUM
$830M
AUM Growth
+$59.5M
Cap. Flow
-$21.4M
Cap. Flow %
-2.58%
Top 10 Hldgs %
18.97%
Holding
276
New
52
Increased
58
Reduced
47
Closed
38

Top Buys

Rank Stock Value
1
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
+$10.4M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
+$9.81M
3
RMO
Romeo Power, Inc.
RMO
+$8.31M
4
FSRVU
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
+$8.11M
5
LATNU
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
+$7.09M

Top Sells

Rank Stock Value
1
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
+$13.1M
2
RWGE
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
+$12.6M
3
NFH
New Frontier Health Corporation Ordinary Shares
NFH
+$12.5M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$12.5M
5
AHCO icon
AdaptHealth
AHCO
+$8.02M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 14.78%
2 Industrials 10.9%
3 Financials 7.88%
4 Technology 6.31%
5 Communication Services 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWMCW
201
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$50K 0.01%
80,700
-70,200
-47% -$52.4K
RMG.WS
202
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$49K 0.01%
80,400
– –
ALGRW
203
DELISTED
Allegro Merger Corp Warrant
ALGRW
$46K 0.01%
255,906
-100,000
-28% -$23.2K
LOTZW
204
DELISTED
CarLotz, Inc. Warrant
LOTZW
$44K 0.01%
+60,400
New +$43.1K
GIX.RT
205
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$44K 0.01%
175,900
-50,300
-22% -$15.3K
BRPAR
206
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$44K 0.01%
159,400
– –
MOSC.WS
207
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$44K 0.01%
46,740
-55,000
-54% -$47.1K
SNAXW
208
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$40K ﹤0.01%
191,000
– –
SPAQ.WS
209
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$38K ﹤0.01%
70,200
-400
-0.6% -$228
NEBUW
210
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$38K ﹤0.01%
29,000
-33,500
-54% -$33.3K
HHHHW
211
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$36K ﹤0.01%
436,700
+100,000
+30% +$9.63K
ALACW
212
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$34K ﹤0.01%
562,500
+346,300
+160% +$35.6K
THCAW
213
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$30K ﹤0.01%
65,600
-50,000
-43% -$23.8K
KBLMW
214
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$27K ﹤0.01%
332,747
-141,853
-30% -$11.3K
AGBAW
215
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$26K ﹤0.01%
+399,800
New +$26K
LTRYW icon
216
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$1.13K
$23K ﹤0.01%
231,400
– –
UKOMW
217
DELISTED
Ucommune International Ltd Warrant
UKOMW
$22K ﹤0.01%
+334,791
New +$24.9K
TOTAR
218
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$22K ﹤0.01%
120,800
– –
LOACR
219
DELISTED
Longevity Acquisition Corporation Right
LOACR
$19K ﹤0.01%
104,175
– –
FLLCW
220
DELISTED
Fellazo Inc. Warrant
FLLCW
$19K ﹤0.01%
+320,700
New +$22.2K
GRNVR
221
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
$18K ﹤0.01%
+100,000
New +$18.6K
TOTAW
222
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$17K ﹤0.01%
271,500
– –
NRXPW
223
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$16K ﹤0.01%
91,916
– –
RVPHW
224
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$16K ﹤0.01%
90,600
– –
LOACW
225
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$12K ﹤0.01%
94,100
– –
7 8
9
10 11

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Periscope Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Periscope Capital held 276 positions worth $830M, up 7.7% from $771M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Periscope Capital's Q4 2019 filing shows 52 new, 58 increased, 47 reduced and 38 closed positions. Its largest new stake was Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and: 1,034,200 shares worth $10.5M. The largest sale was Sentinel Energy Services Inc. Class A Common Stock, an estimated $13.1M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 15% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

  • Periscope Capital's largest Q4 2019 buy was Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and: 1,034,200 shares worth $10.5M.
  • Periscope Capital added most to Romeo Power, Inc. in Q4 2019, an estimated $8.31M increase.
  • Periscope Capital's biggest Q4 2019 reduction was Vertiv, cutting an estimated $5.55M.
  • Periscope Capital fully exited Sentinel Energy Services Inc. Class A Common Stock in Q4 2019, selling an estimated $13.1M.
  • Periscope Capital's ten largest holdings make up 19% of its $830M portfolio in Q4 2019.
  • Periscope Capital opened 52 new positions and closed 38 in Q4 2019.
  • Periscope Capital's portfolio value rose 7.7% quarter-over-quarter to $830M.

Based on Periscope Capital's 13F filing for Q4 2019, filed 5 Feb 2020.