PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
-1.32%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$823M
AUM Growth
-$7.29M
Cap. Flow
-$76.9M
Cap. Flow %
-9.34%
Top 10 Hldgs %
21.45%
Holding
285
New
39
Increased
54
Reduced
41
Closed
38

Top Buys

1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$39.5M
2
JIH
Juniper Industrial Holdings, Inc.
JIH
$6.9M
3
BKSY icon
BlackSky Technology
BKSY
$6.86M
4
SBE.U
Switchback Energy Acquisition Corporation
SBE.U
$6.83M
5
ESSCU
East Stone Acquisition Corporation Unit
ESSCU
$5.88M

Top Sells

1
CHR icon
Cheer Holding
CHR
$14.9M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$12M
3
PAE
PAE Incorporated Class A Common Stock
PAE
$10.4M
4
IGIC icon
International General Insurance
IGIC
$8.04M
5
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$7.69M

Sector Composition

1 Consumer Discretionary 14.4%
2 Financials 9.48%
3 Industrials 8.8%
4 Technology 7.68%
5 Consumer Staples 5.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OAC.WS
176
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$69K 0.01%
66,900
– –
PIC.WS
177
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$68K 0.01%
117,600
– –
JFKKR
178
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$67K 0.01%
173,700
-110,000
-39% -$42.4K
LSEAW
179
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$66K 0.01%
301,700
– –
KBLMR
180
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$65K 0.01%
468,100
– –
RPLA.WS
181
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$62K 0.01%
104,900
– –
SBE.WS
182
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$60K 0.01%
100,500
– –
MAPSW icon
183
WM Technology, Inc. Warrants
MAPSW
$3.67M
$59K 0.01%
190,900
– –
ADNWW
184
Advent Technologies Holdings Warrant
ADNWW
$10.6K
$57K 0.01%
321,800
– –
AGBAR
185
DELISTED
AGBA Acquisition Limited Right
AGBAR
$56K 0.01%
399,800
– –
ORSNR
186
DELISTED
Orisun Acquisition Corp. Right
ORSNR
$56K 0.01%
334,791
– –
HHHHW
187
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$56K 0.01%
436,700
– –
JFKKW
188
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$55K 0.01%
191,075
-63,925
-25% -$18.4K
GIX.RT
189
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$46K 0.01%
175,900
– –
FTACW
190
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$42K 0.01%
69,527
– –
ANDAR
191
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$40K ﹤0.01%
191,100
– –
ALGRR
192
DELISTED
Allegro Merger Corp. Right
ALGRR
$40K ﹤0.01%
454,206
– –
GSMGW
193
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$39K ﹤0.01%
+480,403
New +$39K
DPHCW
194
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$37K ﹤0.01%
83,500
– –
PAACW
195
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
$37K ﹤0.01%
721,800
+380,100
+111% +$19.5K
SHLL.WS
196
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$35K ﹤0.01%
125,700
– –
LCAHW
197
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$32K ﹤0.01%
80,400
– –
GPAQW
198
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$32K ﹤0.01%
201,200
– –
ALACW
199
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$30K ﹤0.01%
562,500
– –
WRLSR
200
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$30K ﹤0.01%
212,200
-39,400
-16% -$5.57K
6 7
8
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