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Periscope Capital Portfolio holdings

AUM $902M
1-Year Est. Return 6.51%
This Fund
S&P 500
This Quarter Est. Return
+1.33%
1 Year Est. Return
+6.51%
3 Year Est. Return
+26.76%
5 Year Est. Return
+36.23%
10 Year Est. Return
–
AUM
$830M
AUM Growth
+$59.5M
Cap. Flow
-$21.4M
Cap. Flow %
-2.58%
Top 10 Hldgs %
18.97%
Holding
276
New
52
Increased
58
Reduced
47
Closed
38

Top Buys

Rank Stock Value
1
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
+$10.4M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
+$9.81M
3
RMO
Romeo Power, Inc.
RMO
+$8.31M
4
FSRVU
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
+$8.11M
5
LATNU
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
+$7.09M

Top Sells

Rank Stock Value
1
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
+$13.1M
2
RWGE
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
+$12.6M
3
NFH
New Frontier Health Corporation Ordinary Shares
NFH
+$12.5M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$12.5M
5
AHCO icon
AdaptHealth
AHCO
+$8.02M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 14.78%
2 Industrials 10.9%
3 Financials 7.88%
4 Technology 6.31%
5 Communication Services 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFH.WS
176
DELISTED
New Frontier Health Corporation Warrants, each whole warrant exercisable for one Ordinary Share at a
NFH.WS
$76K 0.01%
+50,000
New +$70.5K
LFLYW
177
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$75K 0.01%
+150,950
New +$76.8K
KBLMR
178
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$74K 0.01%
468,100
– –
EDTXW
179
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$74K 0.01%
204,600
– –
GIX.WS
180
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$72K 0.01%
226,200
– –
GPAQW
181
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$72K 0.01%
201,200
-200
-0.1% -$70
WRLSR
182
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$72K 0.01%
251,600
-191,100
-43% -$58.7K
ORSNR
183
DELISTED
Orisun Acquisition Corp. Right
ORSNR
$70K 0.01%
+334,791
New +$67.5K
PAACR
184
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
$70K 0.01%
341,700
+200
+0.1% +$35
IMVTW
185
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$70K 0.01%
+35,154
New +$71.2K
DPHCW
186
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$68K 0.01%
+83,500
New +$65.4K
LHC.WS
187
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$66K 0.01%
100,600
– –
TKKSW
188
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$66K 0.01%
1,095,744
+424,944
+63% +$30.3K
ACTTW
189
DELISTED
Act II Global Acquisition Corp Warrant
ACTTW
$65K 0.01%
+65,400
New +$61.1K
NFINW
190
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$64K 0.01%
216,100
– –
OAC.WS
191
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$61K 0.01%
+66,900
New +$62.9K
GRSHW
192
DELISTED
Gores Holdings III, Inc. Warrants
GRSHW
$61K 0.01%
+39,100
New +$55.9K
SBE.WS
193
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$60K 0.01%
+100,500
New +$73K
SHLL.WS
194
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$58K 0.01%
125,700
– –
LCAHW
195
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$56K 0.01%
+80,400
New +$57.2K
HCCHW
196
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$54K 0.01%
154,700
-46,500
-23% -$11.2K
ANDAR
197
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$53K 0.01%
191,100
– –
FLLCR
198
DELISTED
Fellazo Inc. Right
FLLCR
$52K 0.01%
+320,700
New +$56.7K
HCCHR
199
DELISTED
HL Acquisitions Corp. Right
HCCHR
$51K 0.01%
201,200
– –
PAACW
200
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
$51K 0.01%
341,700
+200
+0.1% +$24
6 7
8
9 10

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Periscope Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Periscope Capital held 276 positions worth $830M, up 7.7% from $771M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Periscope Capital's Q4 2019 filing shows 52 new, 58 increased, 47 reduced and 38 closed positions. Its largest new stake was Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and: 1,034,200 shares worth $10.5M. The largest sale was Sentinel Energy Services Inc. Class A Common Stock, an estimated $13.1M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 15% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

  • Periscope Capital's largest Q4 2019 buy was Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and: 1,034,200 shares worth $10.5M.
  • Periscope Capital added most to Romeo Power, Inc. in Q4 2019, an estimated $8.31M increase.
  • Periscope Capital's biggest Q4 2019 reduction was Vertiv, cutting an estimated $5.55M.
  • Periscope Capital fully exited Sentinel Energy Services Inc. Class A Common Stock in Q4 2019, selling an estimated $13.1M.
  • Periscope Capital's ten largest holdings make up 19% of its $830M portfolio in Q4 2019.
  • Periscope Capital opened 52 new positions and closed 38 in Q4 2019.
  • Periscope Capital's portfolio value rose 7.7% quarter-over-quarter to $830M.

Based on Periscope Capital's 13F filing for Q4 2019, filed 5 Feb 2020.