PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
+0.95%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$521M
AUM Growth
+$54.5M
Cap. Flow
-$45.9M
Cap. Flow %
-8.79%
Top 10 Hldgs %
22.09%
Holding
202
New
37
Increased
22
Reduced
48
Closed
34

Top Buys

1
CCC.U
Churchill Capital Corp
CCC.U
$8.16M
2
TKKSU
TKK Symphony Acquisition Corporation Unit
TKKSU
$6.43M
3
MFAC.U
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$5.59M
4
PACK icon
Ranpak Holdings
PACK
$4.9M
5
BROG
Brooge Energy
BROG
$4.83M

Top Sells

1
SCAC
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$7.93M
2
VRRM icon
Verra Mobility
VRRM
$6.42M
3
OMAD.U
One Madison Corporation
OMAD.U
$5.1M
4
MOSC.U
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$4.55M
5
KNTK icon
Kinetik
KNTK
$4.4M

Sector Composition

1 Financials 10.3%
2 Industrials 8.97%
3 Consumer Discretionary 7.85%
4 Energy 6.73%
5 Technology 5.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIG.WS
126
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$130K 0.02%
261,800
-300
-0.1% -$149
BRACR
127
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$126K 0.02%
332,300
-400
-0.1% -$152
MPACW
128
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$121K 0.02%
161,100
-111,100
-41% -$83.4K
IAMXR
129
DELISTED
I-AM Capital Acquisition Company Right
IAMXR
$101K 0.02%
201,400
-500
-0.2% -$251
EAGLW
130
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
$96K 0.02%
+70,600
New +$96K
BRPAR
131
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$94K 0.02%
201,600
– –
KAACW
132
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$94K 0.02%
70,500
-151,100
-68% -$201K
BCACR
133
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$90K 0.02%
171,200
-400
-0.2% -$210
MMDMW
134
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$87K 0.02%
151,200
– –
IAMXW
135
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$71K 0.01%
201,600
– –
AHPAW
136
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$69K 0.01%
364,500
-200,000
-35% -$37.9K
CMSSW
137
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$64K 0.01%
131,100
– –
IPOA.WS
138
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$64K 0.01%
60,400
– –
KBLMW
139
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$52K 0.01%
201,400
-400
-0.2% -$103
KBLMR
140
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$46K 0.01%
100,900
– –
CNACW
141
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$44K 0.01%
201,400
-400
-0.2% -$87
NRXPW icon
142
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
$42K 0.01%
100,800
– –
HUNTW
143
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$42K 0.01%
161,300
– –
BCACW
144
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$41K 0.01%
80,800
– –
BFIIW
145
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$40K 0.01%
100,800
– –
STNLW
146
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$38K 0.01%
30,300
– –
LTN.WS
147
DELISTED
Union Acquisition Corp.
LTN.WS
$36K 0.01%
100,800
– –
STLRW
148
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$24K ﹤0.01%
181,000
+29,700
+20% +$3.94K
TOTAW
149
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$20K ﹤0.01%
+100,000
New +$20K
DOTAR
150
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$20K ﹤0.01%
40,300
– –
4 5
6
7 8