PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
+0.93%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$467M
AUM Growth
+$40.8M
Cap. Flow
-$42.2M
Cap. Flow %
-9.03%
Top 10 Hldgs %
24.04%
Holding
189
New
39
Increased
28
Reduced
55
Closed
20

Top Buys

1
HPK icon
HighPeak Energy
HPK
$11.3M
2
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
$5.9M
3
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
$5.27M
4
TBRGU
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$5.05M
5
BROGU
Twelve Seas Investment Company Units
BROGU
$4.86M

Top Sells

1
HCAC.U
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$5.29M
2
GIG.U
GigCapital, Inc.
GIG.U
$5.24M
3
ELEC
Electrum Special Acquisition Corporation
ELEC
$5.23M
4
NESR
National Energy Services Reunited Corp. Ordinary Shares
NESR
$4.51M
5
MGY icon
Magnolia Oil & Gas
MGY
$3.87M

Sector Composition

1 Financials 11.71%
2 Technology 8.03%
3 Industrials 8.02%
4 Energy 7.29%
5 Consumer Discretionary 5.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRACR
126
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$108K 0.02%
332,700
-202,100
-38% -$65.6K
MMDMW
127
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$99K 0.02%
151,200
+70,400
+87% +$46.1K
LACQW
128
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$92K 0.02%
131,200
– –
CMSSR
129
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$91K 0.02%
252,000
-500
-0.2% -$181
BRPAR
130
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$89K 0.02%
201,600
+100,800
+100% +$44.5K
MOSC.WS
131
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$89K 0.02%
70,600
– –
IAMXW
132
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$78K 0.02%
201,600
-400
-0.2% -$155
IAMXR
133
DELISTED
I-AM Capital Acquisition Company Right
IAMXR
$74K 0.02%
201,900
-100
-0% -$37
CNACW
134
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$73K 0.02%
201,800
– –
HUNTW
135
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$64K 0.01%
161,300
-300
-0.2% -$119
KBLMW
136
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$59K 0.01%
201,800
– –
BCACR
137
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$57K 0.01%
171,600
-100
-0.1% -$33
CMSSW
138
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$51K 0.01%
131,100
– –
LCAHW
139
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$41K 0.01%
50,400
+10,000
+25% +$8.14K
STLRW
140
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$39K 0.01%
151,300
– –
NRXPW icon
141
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
$38K 0.01%
100,800
+50,400
+100% +$19K
GTYHW
142
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$38K 0.01%
30,300
– –
STNLW
143
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$37K 0.01%
30,300
– –
BFIIW
144
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$36K 0.01%
+100,800
New +$36K
KBLMR
145
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$35K 0.01%
100,900
– –
LTN.WS
146
DELISTED
Union Acquisition Corp.
LTN.WS
$35K 0.01%
+100,800
New +$35K
BCACW
147
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$30K 0.01%
80,800
– –
CNACR
148
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$27K 0.01%
41,900
-301,200
-88% -$194K
DOTAR
149
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$24K 0.01%
40,300
-80,800
-67% -$48.1K
DOTAW
150
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$22K ﹤0.01%
30,300
– –
3 4 5
6
7