PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
+0.77%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$426M
AUM Growth
+$27.9M
Cap. Flow
-$63.3M
Cap. Flow %
-14.85%
Top 10 Hldgs %
26.63%
Holding
173
New
37
Increased
35
Reduced
38
Closed
22

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$10.5M
2
ID
PARTS iD, Inc.
ID
$8.22M
3
LHC.U
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$5.52M
4
MUDSU
Mudrick Capital Acquisition Corporation Unit
MUDSU
$5.16M
5
OMAD.U
One Madison Corporation
OMAD.U
$5.04M

Top Sells

1
SRUN
Silver Run Acquisition Corporation II Class A
SRUN
$14M
2
IEA
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$7.5M
3
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$4.51M
4
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$3.95M
5
FXC icon
Invesco CurrencyShares Canadian Dollar Trust
FXC
$3.26M

Sector Composition

1 Financials 11.18%
2 Technology 9.38%
3 Industrials 8.08%
4 Energy 7.77%
5 Healthcare 4.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCACW
126
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$32K 0.01%
80,800
+30,300
+60% +$12K
ESTRW
127
DELISTED
Estre Ambiental, Inc
ESTRW
$29K 0.01%
50,500
-30,200
-37% -$17.3K
JSYNW
128
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
$29K 0.01%
131,300
– –
LCAHW
129
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$29K 0.01%
40,400
+5,100
+14% +$3.66K
STNLW
130
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$28K 0.01%
+30,300
New +$28K
DOTAW
131
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$25K 0.01%
+30,300
New +$25K
NRXPW icon
132
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
$19K ﹤0.01%
+50,400
New +$19K
GLD icon
133
SPDR Gold Trust
GLD
$112B
– –
0
– –
PRPL icon
134
Purple Innovation
PRPL
$122M
– –
-181,800
Closed -$1.83M
FXC icon
135
Invesco CurrencyShares Canadian Dollar Trust
FXC
$91.7M
– –
-41,500
Closed -$3.26M
NESRW
136
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
-25,600
Closed -$21K
SNAX
137
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-10,100
Closed -$1.56M
IEA
138
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-756,000
Closed -$7.5M
TPGH.U
139
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
– –
-80,800
Closed -$830K
IPOA.U
140
DELISTED
Social Capital Hedosophia Holdings Corp.
IPOA.U
– –
-181,900
Closed -$1.93M
BCACU
141
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
– –
-70,700
Closed -$726K
SCACU
142
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
– –
-242,400
Closed -$2.55M
GTYHU
143
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
– –
-25,000
Closed -$258K
CVON
144
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
– –
-302,700
Closed -$3.02M
DOTAU
145
DELISTED
Draper Oakwood Technology Acquisition, Inc. Unit
DOTAU
– –
-78,800
Closed -$831K
OSPRU
146
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
– –
-101,000
Closed -$1.01M
TPGE.U
147
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.U
– –
-152,000
Closed -$1.55M
FNTEU
148
DELISTED
FinTech Acquisition Corp. II Unit
FNTEU
– –
-75,100
Closed -$789K
MIIIW
149
DELISTED
M III Acquisition Corp. Warrant
MIIIW
– –
-182,985
Closed -$144K
FMCIR
150
DELISTED
Forum Merger Corporation Right
FMCIR
– –
-181,600
Closed -$120K
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