PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
-0.33%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$398M
AUM Growth
+$104M
Cap. Flow
+$19.8M
Cap. Flow %
4.97%
Top 10 Hldgs %
28.86%
Holding
140
New
33
Increased
32
Reduced
33
Closed
8

Top Buys

1
SRUN
Silver Run Acquisition Corporation II Class A
SRUN
$11.5M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$8.52M
3
CTOS icon
Custom Truck One Source
CTOS
$7.85M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$7.32M
5
KXIN icon
Kaixin Holdings
KXIN
$6.71M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.85M
2
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$7.58M
3
RMNI icon
Rimini Street
RMNI
$7.05M
4
IPOA.U
Social Capital Hedosophia Holdings Corp.
IPOA.U
$3.64M
5
IAMXU
I-AM Capital Acquisition Company Unit
IAMXU
$2.07M

Sector Composition

1 Financials 14.92%
2 Technology 10.41%
3 Industrials 7.73%
4 Energy 6.2%
5 Consumer Discretionary 3.49%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IPOA.WS
101
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$54K 0.01%
+30,800
New +$54K
CNACW
102
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$53K 0.01%
201,800
-200
-0.1% -$53
ATACR
103
DELISTED
Atlantic Acquisition Corp. Right
ATACR
$53K 0.01%
102,000
+1,000
+1% +$520
OSPRW
104
DELISTED
Osprey Energy Acquisition Corp. Warrant
OSPRW
$49K 0.01%
70,700
-5,050
-7% -$3.5K
HUNTW
105
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$48K 0.01%
161,600
– –
MMDMW
106
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$44K 0.01%
80,800
+5,200
+7% +$2.83K
KBLMW
107
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$43K 0.01%
204,000
+2,000
+1% +$422
BCACR
108
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$38K 0.01%
101,000
– –
JSYNW
109
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
$37K 0.01%
131,300
– –
CMSSW
110
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$36K 0.01%
+126,100
New +$36K
KBLMR
111
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$30K 0.01%
100,900
-100
-0.1% -$30
GTYHW
112
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$26K 0.01%
20,200
– –
DOTAR
113
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$25K 0.01%
+49,000
New +$25K
LCAHW
114
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$24K 0.01%
35,300
+2,100
+6% +$1.43K
NESRW
115
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$21K 0.01%
25,600
-85,400
-77% -$70.1K
WYIGW
116
DELISTED
JM Global Holding Company
WYIGW
$21K 0.01%
101,000
– –
BCACW
117
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$18K ﹤0.01%
50,500
– –
CEF icon
118
Sprott Physical Gold and Silver Trust
CEF
$6.44B
– –
-619,838
Closed -$7.85M
GLD icon
119
SPDR Gold Trust
GLD
$110B
– –
0
– –
RMNI icon
120
Rimini Street
RMNI
$406M
– –
-700,700
Closed -$7.05M
FSACW
121
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
– –
-51,500
Closed -$55K
BLVDW
122
DELISTED
Boulevard Acquisition Corp. II Warrant
BLVDW
– –
-60,600
Closed -$54K
BRQSW
123
DELISTED
Borqs Technologies, Inc. Warrants
BRQSW
– –
-50,500
Closed -$14K
IAMXU
124
DELISTED
I-AM Capital Acquisition Company Unit
IAMXU
– –
-202,000
Closed -$2.07M
AXAR
125
DELISTED
Axar Acquisition Corp. Common Stock
AXAR
– –
-151,500
Closed -$1.53M
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5
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