PC

Periscope Capital Portfolio holdings

AUM $411M
1-Year Est. Return 7.38%
This Quarter Est. Return
1 Year Est. Return
+7.38%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.73B
AUM Growth
+$361M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
499
New
Increased
Reduced
Closed

Top Buys

1
+$39.8M
2
+$21.1M
3
+$18.9M
4
CTEV
Claritev Corp
CTEV
+$16.8M
5
ACIC.U
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
+$15.9M

Top Sells

1
+$39.9M
2
+$22.5M
3
+$17.5M
4
RMO
Romeo Power, Inc.
RMO
+$14.9M
5
AACQU
Artius Acquisition Inc. Unit
AACQU
+$12.7M

Sector Composition

1 Financials 20.21%
2 Consumer Discretionary 6.61%
3 Healthcare 6.43%
4 Industrials 5.35%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
401
– –
-461,600
402
– –
-9
403
– –
-126,850
404
– –
-289,300
405
– –
-86,250
406
– –
0
407
– –
-197,000
408
– –
-220,800
409
– –
-370,000
410
– –
-1,500
411
– –
-17,387
412
– –
-6,250
413
– –
-11,299
414
– –
-52,500
415
– –
-37,500
416
– –
-99,000
417
– –
-220,000
418
– –
-100,000
419
– –
-4,215
420
– –
-32,085
421
– –
-15,333
422
– –
-379,200
423
– –
-405,000
424
– –
-41,000
425
– –
-656,300
15 16
17
18 19