PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
+2.42%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$1.37B
AUM Growth
+$332M
Cap. Flow
+$193M
Cap. Flow %
14.08%
Top 10 Hldgs %
17.48%
Holding
371
New
126
Increased
37
Reduced
62
Closed
70

Top Buys

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$50.1M
2
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
$27.5M
3
ETACU
E.Merge Technology Acquisition Corp. Unit
ETACU
$22.4M
4
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$17.8M
5
BSN.U
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$16.9M

Top Sells

1
FSR
Fisker Inc.
FSR
$28.6M
2
GB
Global Blue Group Holding
GB
$25M
3
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$21.9M
4
CTEV
Claritev Corporation
CTEV
$21.7M
5
DM
Desktop Metal, Inc.
DM
$15.4M

Sector Composition

1 Financials 9.72%
2 Consumer Discretionary 7.38%
3 Healthcare 6.71%
4 Technology 6.64%
5 Industrials 6.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LSACU
326
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
– –
-125,000
Closed -$1.38M
PTACW
327
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
-78,300
Closed -$62K
HYACU
328
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
– –
-412,700
Closed -$4.52M
PIC.U
329
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-794,542
Closed -$8.22M
IPOB.U
330
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
– –
-400,200
Closed -$5.03M
FEAC.WS
331
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
– –
-62,500
Closed -$188K
HCCH
332
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
– –
-191,400
Closed -$2.3M
TRNE.WS
333
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
– –
-175,700
Closed -$273K
TRNE.U
334
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
– –
-424,700
Closed -$4.76M
GMHIW
335
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
-121,200
Closed -$238K
KCAC.U
336
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-750,000
Closed -$7.52M
FVAC.U
337
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
– –
-405,395
Closed -$4.18M
CFFAW
338
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-341,582
Closed -$461K
BMRG.U
339
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
– –
-489,160
Closed -$5.73M
NFINW
340
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-211,400
Closed -$351K
KBLMR
341
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-292,980
Closed -$73K
HCCOU
342
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-241,200
Closed -$2.49M
HCCOW
343
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
-130,600
Closed -$151K
ARYBU
344
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– –
-70,000
Closed -$812K
CPAAW
345
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
– –
-51,550
Closed -$113K
DPHCU
346
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
– –
-265,000
Closed -$2.92M
FTACW
347
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-135,850
Closed -$313K
SAQNW
348
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
– –
-60,250
Closed -$54K
INSUW
349
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
-161,048
Closed -$586K
CCXX.U
350
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
– –
-1,939,200
Closed -$21.9M
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