PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
+2.42%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$1.37B
AUM Growth
+$332M
Cap. Flow
+$193M
Cap. Flow %
14.08%
Top 10 Hldgs %
17.48%
Holding
371
New
126
Increased
37
Reduced
62
Closed
70

Top Buys

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$50.1M
2
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
$27.5M
3
ETACU
E.Merge Technology Acquisition Corp. Unit
ETACU
$22.4M
4
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$17.8M
5
BSN.U
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$16.9M

Top Sells

1
FSR
Fisker Inc.
FSR
$28.6M
2
GB
Global Blue Group Holding
GB
$25M
3
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$21.9M
4
CTEV
Claritev Corporation
CTEV
$21.7M
5
DM
Desktop Metal, Inc.
DM
$15.4M

Sector Composition

1 Financials 9.72%
2 Consumer Discretionary 7.38%
3 Healthcare 6.71%
4 Technology 6.64%
5 Industrials 6.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GOEVW
301
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-379,625
Closed -$417K
FSR
302
DELISTED
Fisker Inc.
FSR
– –
-2,667,327
Closed -$28.6M
RIDE
303
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-49,427
Closed -$7.64M
SFT
304
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-76,986
Closed -$10M
THCAW
305
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-47,205
Closed -$25K
GNOG
306
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-863,510
Closed -$14.1M
FUSE.U
307
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
– –
-200,000
Closed -$2.03M
THCBU
308
DELISTED
Tuscan Holdings Corp. Unit
THCBU
– –
-51,700
Closed -$553K
GXGXU
309
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-746,100
Closed -$7.75M
WPF.U
310
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
– –
-400,000
Closed -$4.27M
APXTU
311
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-372,000
Closed -$4.27M
ROCHU
312
DELISTED
Roth CH Acquisition I Co. Unit
ROCHU
– –
-100,000
Closed -$1.01M
AMCIU
313
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
– –
-22,242
Closed -$235K
GHIVU
314
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
– –
-150,400
Closed -$1.56M
OAC.WS
315
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
– –
-66,900
Closed -$90K
SMMCU
316
DELISTED
South Mountain Merger Corp. Unit
SMMCU
– –
-246,300
Closed -$2.61M
MFAC.WS
317
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-270,595
Closed -$227K
TOTAR
318
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
– –
-67,092
Closed -$19K
TOTAW
319
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
– –
-265,547
Closed -$53K
DMYT.WS
320
DELISTED
dMY Technology Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Clas
DMYT.WS
– –
-140,500
Closed -$215K
DMYT.U
321
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
– –
-219,000
Closed -$2.32M
LCAHW
322
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
– –
-10,400
Closed -$56K
LOAK.U
323
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
– –
-160,816
Closed -$1.61M
RMG.U
324
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-387,500
Closed -$4.06M
LCAHU
325
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
– –
-234,400
Closed -$4.05M
11 12
13
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