PC

Periscope Capital Portfolio holdings

AUM $411M
1-Year Est. Return 7.38%
This Quarter Est. Return
1 Year Est. Return
+7.38%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.37B
AUM Growth
+$332M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
371
New
Increased
Reduced
Closed

Top Buys

1
+$50.1M
2
+$27.5M
3
+$22.4M
4
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$17.8M
5
BSN.U
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
+$16.9M

Top Sells

1
+$28.6M
2
+$25M
3
+$21.9M
4
CTEV
Claritev Corp
CTEV
+$21.7M
5
DM
Desktop Metal, Inc.
DM
+$15.4M

Sector Composition

1 Financials 9.72%
2 Healthcare 7.49%
3 Consumer Discretionary 7.38%
4 Technology 6.64%
5 Industrials 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
$31K ﹤0.01%
126,850
277
$25K ﹤0.01%
75,000
-150,000
278
$19K ﹤0.01%
103,100
279
$16K ﹤0.01%
25,700
280
$16K ﹤0.01%
+41,000
281
$16K ﹤0.01%
32,700
-344,117
282
– –
-341,582
283
– –
-10,400
284
– –
-160,816
285
– –
-387,500
286
– –
-330,735
287
– –
-102,208
288
– –
-277,200
289
– –
-28
290
– –
-2,444,068
291
– –
-418,900
292
– –
-337,350
293
– –
-56,628
294
– –
-7
295
– –
-299,662
296
– –
-22,242
297
– –
-265,000
298
– –
-135,850
299
– –
-60,250
300
– –
-161,048
10 11
12
13 14