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Periscope Capital Portfolio holdings

AUM $902M
1-Year Est. Return 6.51%
This Fund
S&P 500
This Quarter Est. Return
+1.33%
1 Year Est. Return
+6.51%
3 Year Est. Return
+26.76%
5 Year Est. Return
+36.23%
10 Year Est. Return
–
AUM
$830M
AUM Growth
+$59.5M
Cap. Flow
-$21.4M
Cap. Flow %
-2.58%
Top 10 Hldgs %
18.97%
Holding
276
New
52
Increased
58
Reduced
47
Closed
38

Top Buys

Rank Stock Value
1
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
+$10.4M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
+$9.81M
3
RMO
Romeo Power, Inc.
RMO
+$8.31M
4
FSRVU
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
+$8.11M
5
LATNU
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
+$7.09M

Top Sells

Rank Stock Value
1
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
+$13.1M
2
RWGE
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
+$12.6M
3
NFH
New Frontier Health Corporation Ordinary Shares
NFH
+$12.5M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$12.5M
5
AHCO icon
AdaptHealth
AHCO
+$8.02M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 14.78%
2 Industrials 10.9%
3 Financials 7.88%
4 Technology 6.31%
5 Communication Services 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWGE.U
251
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
– –
-150,000
Closed -$1.57M
GIG.WS
252
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-150,300
Closed -$101K
GIG.RT
253
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
– –
-131,900
Closed -$118K
TMCXW
254
DELISTED
Trinity Merger Corp. Warrant
TMCXW
– –
-251,500
Closed -$320K
STNL
255
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-1,272,100
Closed -$13.1M
CHAC.WS
256
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.WS
– –
-193,300
Closed -$149K
GLACW
257
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
– –
-140,900
Closed -$27K
GLACR
258
DELISTED
Greenland Acquisition Corporation Right
GLACR
– –
-45,902
Closed -$28K
DMTKW
259
DELISTED
DermTech, Inc. Warrant
DMTKW
– –
-204,822
Closed -$24K
ALACU
260
DELISTED
Alberton Acquisition Corp Unit
ALACU
– –
-346,300
Closed -$3.65M
HHHHU
261
DELISTED
Wealthbridge Acquisition Limited Units
HHHHU
– –
-100,000
Closed -$1.04M
TIBRU
262
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
– –
-353,792
Closed -$3.82M
TWLVW
263
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
-142,977
Closed -$45K
7 8 9 10
11

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Periscope Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Periscope Capital held 276 positions worth $830M, up 7.7% from $771M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Periscope Capital's Q4 2019 filing shows 52 new, 58 increased, 47 reduced and 38 closed positions. Its largest new stake was Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and: 1,034,200 shares worth $10.5M. The largest sale was Sentinel Energy Services Inc. Class A Common Stock, an estimated $13.1M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 15% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

  • Periscope Capital's largest Q4 2019 buy was Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and: 1,034,200 shares worth $10.5M.
  • Periscope Capital added most to Romeo Power, Inc. in Q4 2019, an estimated $8.31M increase.
  • Periscope Capital's biggest Q4 2019 reduction was Vertiv, cutting an estimated $5.55M.
  • Periscope Capital fully exited Sentinel Energy Services Inc. Class A Common Stock in Q4 2019, selling an estimated $13.1M.
  • Periscope Capital's ten largest holdings make up 19% of its $830M portfolio in Q4 2019.
  • Periscope Capital opened 52 new positions and closed 38 in Q4 2019.
  • Periscope Capital's portfolio value rose 7.7% quarter-over-quarter to $830M.

Based on Periscope Capital's 13F filing for Q4 2019, filed 5 Feb 2020.