PC

Periscope Capital Portfolio holdings

AUM $265M
1-Year Return 6.89%
This Quarter Return
+1.35%
1 Year Return
+6.89%
3 Year Return
+26.26%
5 Year Return
+32.28%
10 Year Return
–
AUM
$830M
AUM Growth
+$59.5M
Cap. Flow
-$36.5M
Cap. Flow %
-4.4%
Top 10 Hldgs %
18.97%
Holding
279
New
52
Increased
58
Reduced
47
Closed
38

Top Buys

1
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$10.5M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$9.97M
3
RMO
Romeo Power, Inc.
RMO
$8.38M
4
FSRVU
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
$8.2M
5
LATNU
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
$7.18M

Top Sells

1
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$13.1M
2
RWGE
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$12.6M
3
NFH
New Frontier Health Corporation Ordinary Shares
NFH
$12.5M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
$12.5M
5
AHCO icon
AdaptHealth
AHCO
$8.02M

Sector Composition

1 Consumer Discretionary 14.78%
2 Industrials 11.3%
3 Financials 7.88%
4 Technology 6.09%
5 Consumer Staples 4.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RWGE
251
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-1,220,800
Closed -$12.6M
RWGE.U
252
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
– –
-150,000
Closed -$1.57M
GIG.WS
253
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-150,300
Closed -$101K
GIG.RT
254
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
– –
-131,900
Closed -$118K
TMCXW
255
DELISTED
Trinity Merger Corp. Warrant
TMCXW
– –
-251,500
Closed -$320K
STNL
256
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-1,272,100
Closed -$13.1M
CHAC.WS
257
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.WS
– –
-193,300
Closed -$149K
GLACW
258
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
– –
-140,900
Closed -$27K
GLACR
259
DELISTED
Greenland Acquisition Corporation Right
GLACR
– –
-45,902
Closed -$28K
DMTKW
260
DELISTED
DermTech, Inc. Warrant
DMTKW
– –
-204,822
Closed -$24K
ALACU
261
DELISTED
Alberton Acquisition Corporation Unit
ALACU
– –
-346,300
Closed -$3.65M
HHHHU
262
DELISTED
Wealthbridge Acquisition Limited Units
HHHHU
– –
-100,000
Closed -$1.04M
TIBRU
263
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
– –
-353,792
Closed -$3.82M
TWLVW
264
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
-142,977
Closed -$45K
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