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Periscope Capital Portfolio holdings

AUM $902M
1-Year Est. Return 6.51%
This Fund
S&P 500
This Quarter Est. Return
+1.33%
1 Year Est. Return
+6.51%
3 Year Est. Return
+26.76%
5 Year Est. Return
+36.23%
10 Year Est. Return
–
AUM
$830M
AUM Growth
+$59.5M
Cap. Flow
-$21.4M
Cap. Flow %
-2.58%
Top 10 Hldgs %
18.97%
Holding
276
New
52
Increased
58
Reduced
47
Closed
38

Top Buys

Rank Stock Value
1
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
+$10.4M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
+$9.81M
3
RMO
Romeo Power, Inc.
RMO
+$8.31M
4
FSRVU
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
+$8.11M
5
LATNU
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
+$7.09M

Top Sells

Rank Stock Value
1
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
+$13.1M
2
RWGE
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
+$12.6M
3
NFH
New Frontier Health Corporation Ordinary Shares
NFH
+$12.5M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$12.5M
5
AHCO icon
AdaptHealth
AHCO
+$8.02M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 14.78%
2 Industrials 10.9%
3 Financials 7.88%
4 Technology 6.31%
5 Communication Services 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACEL icon
226
Accel Entertainment
ACEL
$979M
– –
-370,700
Closed -$3.81M
AHCO icon
227
AdaptHealth
AHCO
$1.46B
– –
-787,800
Closed -$8.02M
BROG
228
DELISTED
Brooge Energy
BROG
– –
-601,600
Closed -$6.16M
GTEC icon
229
Greenland Technologies Holding
GTEC
$13.6M
– –
-191,000
Closed -$1.98M
PCG icon
230
PG&E
PCG
$47.8B
– –
-15,586
Closed -$156K
PHGE icon
231
BiomX
PHGE
$2.04M
– –
-1,382
Closed -$2.67M
SPCE icon
232
Virgin Galactic
SPCE
$320M
– –
-27,515
Closed -$5.89M
KLR
233
DELISTED
Kaleyra, Inc.
KLR
– –
-96,967
Closed -$3.54M
BRMK
234
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-1,195,900
Closed -$12.5M
AGBAU
235
DELISTED
AGBA Acquisition Ltd Unit
AGBAU
– –
-399,800
Closed -$4.09M
ZNGA
236
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-24,215
Closed -$141K
NFH
237
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-1,231,400
Closed -$12.5M
OAC.U
238
DELISTED
Oaktree Acquisition Corp.
OAC.U
– –
-201,000
Closed -$2.04M
MNCLU
239
DELISTED
Monocle Acquisition Corporation Units
MNCLU
– –
-181,900
Closed -$1.9M
ORSNU
240
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
– –
-226,000
Closed -$2.26M
FMCIU
241
DELISTED
Forum Merger II Corporation Unit
FMCIU
– –
-221,300
Closed -$2.37M
MUDSU
242
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
– –
-196,000
Closed -$2.13M
CTACU
243
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
– –
-473,674
Closed -$5.04M
TKKSU
244
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
– –
-424,944
Closed -$4.42M
GRSHU
245
DELISTED
Gores Holdings III, Inc. Units
GRSHU
– –
-50,400
Closed -$532K
BROGR
246
DELISTED
Twelve Seas Investment Company Rights
BROGR
– –
-433,400
Closed -$151K
HSACU
247
DELISTED
Health Sciences Acquisitions Corporation Units
HSACU
– –
-226,300
Closed -$2.43M
NFC.WS
248
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
– –
-115,750
Closed -$116K
RWGE.WS
249
DELISTED
Regalwood Global Energy Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
RWGE.WS
– –
-127,000
Closed -$72K
RWGE
250
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-1,220,800
Closed -$12.6M
7 8 9
10
11

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Periscope Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Periscope Capital held 276 positions worth $830M, up 7.7% from $771M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Periscope Capital's Q4 2019 filing shows 52 new, 58 increased, 47 reduced and 38 closed positions. Its largest new stake was Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and: 1,034,200 shares worth $10.5M. The largest sale was Sentinel Energy Services Inc. Class A Common Stock, an estimated $13.1M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 15% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

  • Periscope Capital's largest Q4 2019 buy was Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and: 1,034,200 shares worth $10.5M.
  • Periscope Capital added most to Romeo Power, Inc. in Q4 2019, an estimated $8.31M increase.
  • Periscope Capital's biggest Q4 2019 reduction was Vertiv, cutting an estimated $5.55M.
  • Periscope Capital fully exited Sentinel Energy Services Inc. Class A Common Stock in Q4 2019, selling an estimated $13.1M.
  • Periscope Capital's ten largest holdings make up 19% of its $830M portfolio in Q4 2019.
  • Periscope Capital opened 52 new positions and closed 38 in Q4 2019.
  • Periscope Capital's portfolio value rose 7.7% quarter-over-quarter to $830M.

Based on Periscope Capital's 13F filing for Q4 2019, filed 5 Feb 2020.