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Pentwater Capital Management Portfolio holdings

AUM $19.3B
1-Year Est. Return 58.13%
This Fund
S&P 500
This Quarter Est. Return
-0.32%
1 Year Est. Return
+58.13%
3 Year Est. Return
+179.76%
5 Year Est. Return
+629.27%
10 Year Est. Return
+5,046.05%
AUM
$6.4B
AUM Growth
-$2.91B
Cap. Flow
-$2.77B
Cap. Flow %
-43.38%
Top 10 Hldgs %
64.6%
Holding
239
New
57
Increased
26
Reduced
57
Closed
84

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$264M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$133M
3
PCG icon
PG&E
PCG
+$60.6M
4
VIAB
Viacom Inc. Class B
VIAB
+$55.8M
5
PM icon
Philip Morris
PM
+$43.6M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$619M
2
AGN
Allergan plc
AGN
+$582M
3
RHT
Red Hat Inc
RHT
+$457M
4
NXPI icon
NXP Semiconductors
NXPI
+$223M
5
ARRY
Array Biopharma Inc
ARRY
+$128M

Sector Composition

Rank Sector Weight
1 Healthcare 12.92%
2 Technology 7.16%
3 Industrials 2.45%
4 Consumer Discretionary 2.31%
5 Materials 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITI
201
DELISTED
Iteris, Inc.
ITI
– –
-15,400
Closed -$80K
BCEL
202
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
– –
-25,000
Closed -$471K
SRC
203
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-10,000
Closed -$427K
FTCH
204
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-80,000
Closed -$1.66M
SCPL
205
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-34,500
Closed -$473K
GBT
206
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-11,420
Closed -$601K
SAIL
207
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-40,000
Closed -$802K
DHR.PRA
208
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-1,000
Closed -$1.1M
MGLN
209
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-90,438
Closed -$6.71M
MGLN
210
PUT
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-100,000
Closed -$7.42M
MXIM
211
PUT
DELISTED
Maxim Integrated Products
MXIM
– –
-90,000
Closed -$5.38M
LINX
212
DELISTED
Linx S.A.
LINX
– –
-50,000
Closed -$456K
IOTS
213
DELISTED
Adesto Technologies Corp
IOTS
– –
-74,292
Closed -$605K
RTN
214
CALL
DELISTED
Raytheon Company
RTN
– –
-50,000
Closed -$8.69M
CTST
215
DELISTED
CannTrust Holdings Inc. Common Share
CTST
– –
-49,700
Closed -$249K
WCG
216
PUT
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-390,000
Closed -$111M
GWR
217
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-20,000
Closed -$2M
ONCE
218
CALL
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-25,000
Closed -$2.56M
AVDR
219
DELISTED
Avedro, Inc Common Stock
AVDR
– –
-20,830
Closed -$409K
CJ
220
DELISTED
C&J Energy Services, Inc.
CJ
– –
-98,500
Closed -$1.16M
MDSO
221
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-274,700
Closed -$24.9M
CRAY
222
DELISTED
Cray, Inc.
CRAY
– –
-20,000
Closed -$696K
WAGE
223
DELISTED
WageWorks, Inc.
WAGE
– –
-109,087
Closed -$5.54M
APC
224
CALL
DELISTED
Anadarko Petroleum
APC
– –
-495,000
Closed -$34.9M
APC
225
DELISTED
Anadarko Petroleum
APC
– –
-8,779,500
Closed -$619M
6 7 8
9
10

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A
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LF
Lansforsakringar Fondforvaltning Stockholm, Sweden $19.1B AUM 26.9% 1-Year Est. Return
Select Equity Group
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MIM
MetLife Investment Management Whippany, New Jersey $19.6B AUM 32.64% 1-Year Est. Return
SPIA
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BPA
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

Pentwater Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Pentwater Capital Management held 239 positions worth $6.4B, down 31% from $9.31B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Pentwater Capital Management withdrew a net $2.77B in Q3 2019, closing 84 positions and reducing 57 holdings. Its most notable exit was Anadarko Petroleum, an estimated $619M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 16% a quarter earlier, followed by Technology and Industrials.

Against the trend, Pentwater Capital Management opened a new position in Viacom Inc. Class B worth $48.1M.

  • Pentwater Capital Management's largest Q3 2019 buy was Viacom Inc. Class B: 2,000,100 shares worth $48.1M.
  • Pentwater Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $264M increase.
  • Pentwater Capital Management's biggest Q3 2019 reduction was Allergan plc, cutting an estimated $582M.
  • Pentwater Capital Management fully exited Anadarko Petroleum in Q3 2019, selling an estimated $619M.
  • Pentwater Capital Management's ten largest holdings make up 65% of its $6.4B portfolio in Q3 2019.
  • Pentwater Capital Management opened 57 new positions and closed 84 in Q3 2019.
  • Pentwater Capital Management's portfolio value fell 31% quarter-over-quarter to $6.4B.

Based on Pentwater Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.