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Pentwater Capital Management Portfolio holdings

AUM $19.3B
1-Year Est. Return 58.13%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+58.13%
3 Year Est. Return
+179.76%
5 Year Est. Return
+629.27%
10 Year Est. Return
+5,046.05%
AUM
$3.61B
AUM Growth
-$1.09B
Cap. Flow
-$1.24B
Cap. Flow %
-34.43%
Top 10 Hldgs %
58.4%
Holding
148
New
48
Increased
25
Reduced
29
Closed
30

Top Buys

Rank Stock Value
1
LPS
LENDER PROCESSING SERVICES INC
LPS
+$112M
2
TRQ
Turquoise Hill Resources Ltd
TRQ
+$112M
3
SPRD
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
+$90M
4
CTB
Cooper Tire & Rubber Co.
CTB
+$74.9M
5
HMA
HEALTH MGMT ASSOC INC CL-A
HMA
+$63.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$783M
2
FON
SPRINT CORP FON COM
FON
+$606M
3
ZTS icon
Zoetis
ZTS
+$257M
4
GDI
GARDNER DENVER,INC
GDI
+$144M
5
BMC
BMC SOFTWARE, INC
BMC
+$121M

Sector Composition

Rank Sector Weight
1 Healthcare 12.23%
2 Industrials 7.29%
3 Materials 6.06%
4 Consumer Discretionary 2.93%
5 Financials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEAM
101
DELISTED
BEAM INC COM STK (DE)
BEAM
$647K 0.02%
+10,000
New +$642K
BEAM
102
PUT
DELISTED
BEAM INC COM STK (DE)
BEAM
$647K 0.02%
+10,000
New +$642K
NEWS
103
DELISTED
NewStar Financial, Inc.
NEWS
$637K 0.02%
+34,849
New +$523K
LCC
104
DELISTED
US AIRWAYS GROUP INC.
LCC
$544K 0.02%
28,675
-4,981,625
-99% -$88.2M
HITK
105
DELISTED
HI-TECH PHARMACAL INC
HITK
$468K 0.01%
+10,842
New +$415K
TRQ
106
PUT
DELISTED
Turquoise Hill Resources Ltd
TRQ
$442K 0.01%
12,990
– –
BB icon
107
CALL
BlackBerry
BB
$5.12B
$397K 0.01%
+50,000
New +$486K
GCVRZ
108
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$367K 0.01%
181,700
-885,277
-83% -$1.69M
JCP
109
DELISTED
J.C. Penney Company, Inc.
JCP
$352K 0.01%
+40,000
New +$571K
VHS
110
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
$270K 0.01%
+12,836
New +$268K
KIPS
111
DELISTED
KIPS BAY MEDICAL INC
KIPS
$265K 0.01%
311,800
– –
HCBK
112
DELISTED
HUDSON CITY BANCORP INC
HCBK
$243K 0.01%
26,837
-73,163
-73% -$690K
AAPL icon
113
CALL
Apple
AAPL
$4.54T
– –
-140,000
Closed -$1.98M
AAPL icon
114
Apple
AAPL
$4.54T
– –
-812,000
Closed -$11.5M
APTV icon
115
Aptiv
APTV
$9.95B
– –
-350,000
Closed -$17.7M
COTY icon
116
Coty
COTY
$2.49B
– –
-255,511
Closed -$4.39M
FIVE icon
117
Five Below
FIVE
$12.4B
– –
-300,000
Closed -$11.1M
OPLN
118
Openlane
OPLN
$4.05B
– –
-198,150
Closed -$1.72M
KMI icon
119
Kinder Morgan
KMI
$69.3B
– –
-195,000
Closed -$7.44M
PFE icon
120
Pfizer
PFE
$147B
– –
-28,789,398
Closed -$783M
VOD icon
121
Vodafone
VOD
$35.4B
– –
-206,413
Closed -$6.05M
DELL
122
PUT
DELISTED
DELL INC
DELL
– –
-250,000
Closed -$3.33M
OPTR
123
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-1,550,000
Closed -$22.4M
OPTR
124
PUT
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-400,000
Closed -$5.79M
WCRX
125
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-225,100
Closed -$4.48M
2 3 4
5
6

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MGP
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A
AustralianSuper Melbourne, Australia $19.2B AUM 31.95% 1-Year Est. Return
LF
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Select Equity Group
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MIM
MetLife Investment Management Whippany, New Jersey $19.6B AUM 32.64% 1-Year Est. Return
SPIA
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BPA
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Pentwater Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Pentwater Capital Management held 148 positions worth $3.61B, down 23% from $4.71B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Pentwater Capital Management withdrew a net $1.24B in Q3 2013, closing 30 positions and reducing 29 holdings. Its most notable exit was Pfizer, an estimated $783M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 28% a quarter earlier, followed by Industrials and Materials.

Against the trend, Pentwater Capital Management opened a new position in Cooper Tire & Rubber Co. worth $70.8M.

  • Pentwater Capital Management's largest Q3 2013 buy was Cooper Tire & Rubber Co.: 2,300,000 shares worth $70.8M.
  • Pentwater Capital Management added most to LENDER PROCESSING SERVICES INC in Q3 2013, an estimated $112M increase.
  • Pentwater Capital Management's biggest Q3 2013 reduction was Zoetis, cutting an estimated $257M.
  • Pentwater Capital Management fully exited Pfizer in Q3 2013, selling an estimated $783M.
  • Pentwater Capital Management's ten largest holdings make up 58% of its $3.61B portfolio in Q3 2013.
  • Pentwater Capital Management opened 48 new positions and closed 30 in Q3 2013.
  • Pentwater Capital Management's portfolio value fell 23% quarter-over-quarter to $3.61B.

Based on Pentwater Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.